KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 03/31/2014

Position Statistics

Total Positions 428
New Positions 26
Increased Positions 233
Decreased Positions 136
Positions with Activity 369
Sold Out Positions 23
Total Mkt Value (in $ millions) 9,096

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.41%
Capital Goods 3.98%
Conglomerates 0.1%
Consumer Cyclical 6.72%
Consumer/Non-Cyclical 6.36%
Energy 8.92%
Financial 8.56%
Healthcare 11.79%
Services 16.48%
Technology 30.68%
Transportation 1.47%
Utilities 0.52%

428 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DELEK LOGISTICS PARTNERS LP COM UNT RP INT 4,754 New 140,000
UNILEVER N V N Y SHS NEW 4,567 975 27.15 106,659
TILE SHOP HLDGS INC COM 4,557 4,557 New 415,000
GALLAGHER ARTHUR J & CO COM 4,409 -7 (0.16) 94,250
MARRONE BIO INNOVATIONS INC COM 4,402 1,148 35.29 409,450
BENEFITFOCUS INC COM 4,227 New 100,000
HERITAGE CRYSTAL CLEAN INC COM 4,177 New 245,100
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 4,143 New 181,631
NORFOLK SOUTHERN CORP COM 4,091 -15 (0.38) 39,352
PAYCHEX INC COM 4,031 69 1.75 96,150
BAYER A G SPONSORED ADR 3,883 399 11.45 28,232
SAP AG SPON ADR 3,835 700 22.33 49,300
SIEMENS A G SPONSORED ADR 3,733 503 15.56 29,700
RINGCENTRAL INC CL A 3,732 New 253,000
AGIOS PHARMACEUTICALS INC COM 3,717 -1,520 (29.02) 99,300
UNITED PARCEL SERVICE INC CL B 3,710 -185 (4.74) 36,182
XYLEM INC COM 3,601 -13 (0.36) 97,060
TRI POINTE HOMES INC COM 3,587 -1,745 (32.73) 242,175
ABBVIE INC COM 3,580 New 65,133
DR REDDYS LABS LTD ADR 3,576 224 6.67 80,000