KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,633

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 3.33%
Conglomerates 0.24%
Consumer Cyclical 6.05%
Consumer/Non-Cyclical 7.8%
Energy 6.74%
Financial 9.87%
Healthcare 12.3%
Services 18.79%
Technology 29.11%
Transportation 1.54%
Utilities 0.72%

420 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PENTAIR PLC SHS 7,315 -437 (5.64) 116,674
MYR GROUP INC DEL COM 7,184 -77 (1.06) 280,625
SUNCOR ENERGY INC NEW COM 6,914 3,539 104.89 228,110
TEVA PHARMACEUTICAL INDS LTD ADR 6,835 238 3.60 115,725
AGILENT TECHNOLOGIES INC COM 6,669 -8 (0.12) 172,100
JOHNSON CTLS INC COM 6,664 831 14.25 143,375
EXPONENT INC COM 6,450 -1,237 (16.09) 78,200
NVE CORP COM NEW 6,241 -1,471 (19.08) 91,204
ZIX CORP COM 6,146 -542 (8.1) 1,679,200
INOGEN INC COM 5,947 413 7.46 185,800
RUCKUS WIRELESS INC COM 5,934 -2,217 (27.2) 570,000
AGL RES INC COM 5,912 -63 (1.05) 103,275
ALNYLAM PHARMACEUTICALS INC COM 5,725 New 59,950
UNILEVER PLC SPON ADR NEW 5,607 1,055 23.17 127,695
LIBERTY GLOBAL PLC SHS CL C 5,490 New 120,600
GALLAGHER ARTHUR J & CO COM 5,401 1,137 26.68 119,170
THERMON GROUP HLDGS INC COM 5,259 -746 (12.42) 246,900
AVAGO TECHNOLOGIES LTD SHS 5,111 New 48,770
NEOGEN CORP COM 5,084 -340 (6.27) 104,675
ABB LTD SPONSORED ADR 5,044 -248 (4.69) 256,295