KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 03/31/2013

Position Statistics:

Total Positions 398
New Positions 38
Increased Positions 192
Decreased Positions 160
Positions with Activity 352
Sold Out Positions 14
Total Mkt Value
(in $ millions)
7,436

Sector Weighting

Basic Materials 3.19%
Capital Goods 4.24%
Conglomerates 0.23%
Consumer Cyclical 8.31%
Consumer/Non-Cyclical 3.98%
Energy 8.88%
Financial 9.83%
Healthcare 11.26%
Services 15.93%
Technology 32.4%
Transportation 1.17%
Utilities 0.43%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

398 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AMG CAP TR 1 PFD TRUST SECS 4,189 542 14.85 63,560
LINN ENERGY LLC UNIT LTD LIAB 3,789 793 26.47 107,500
SUNCOR ENERGY INC NEW COM 3,414 -32 (0.93) 106,775
PIONEER NAT RES CO COM 3,335 New 24,000
NORFOLK SOUTHERN CORP COM 3,321 2,011 153.59 41,525
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER 3,231 678 26.56 104,225
HEALTHSOUTH CORP PFD A 6.5% 14 3,147 New 2,500
LINNCO LLC COMSHS LTD INT 3,097 3,097 New 80,475
MPLX LP COM UNIT REP LTD 2,948 New 76,500
BAYER A G SPONSORED ADR 2,850 New 26,064
UNITED PARCEL SERVICE INC CL B 2,649 127 5.05 29,842
SPS COMM INC COM 2,629 557 26.91 51,400
INTERPUBLIC GROUP COS INC PFD5.25% CNV B 2,601 New 2,005
XYLEM INC COM 2,497 34 1.40 87,010
HEINZ H J CO COM 2,396 38 1.61 33,075
EXELIS INC COM 2,377 1,270 114.81 196,600
OMNICARE CAP TR II PFD B TR 4.00% 2,310 -3,754 (61.91) 40,000
COMPANHIA DE BEBIDAS DAS AMERS SPON ADR PFD 2,264 New 53,500
AMGEN INC COM 2,252 76 3.47 21,605
3SBIO INC SPONSORED ADR 2,214 209 10.41 133,693

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