KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 03/31/2014

Position Statistics

Total Positions 428
New Positions 26
Increased Positions 233
Decreased Positions 136
Positions with Activity 369
Sold Out Positions 23
Total Mkt Value (in $ millions) 9,115

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.41%
Capital Goods 4.05%
Conglomerates 0.08%
Consumer Cyclical 6.66%
Consumer/Non-Cyclical 6.26%
Energy 9.09%
Financial 8.65%
Healthcare 11.73%
Services 16.54%
Technology 30.49%
Transportation 1.49%
Utilities 0.53%

23 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALCATEL-LUCENT SPONSORED ADR -38 Sold Out 0
ALCOA INC COM -256 Sold Out 0
AMG CAP TR 1 PFD TRUST SECS -3,583 Sold Out 0
CAMECO CORP COM -395 Sold Out 0
CLIFFS NAT RES INC COM -152 Sold Out 0
DICE HLDGS INC COM -11,213 Sold Out 0
EATON VANCE CORP COM NON VTG -9,680 Sold Out 0
EXFO INC SUB VTG SHS -652 Sold Out 0
GOLDMAN SACHS GROUP INC COM -9,801 Sold Out 0
GUIDEWIRE SOFTWARE INC COM -2,033 Sold Out 0
KLA-TENCOR CORP COM -8,126 Sold Out 0
KNOWLES CORP COM -176 Sold Out 0
LIQUIDITY SERVICES INC COM -10,933 Sold Out 0
MGP INGREDIENTS INC NEW COM -97 Sold Out 0
MINDRAY MEDICAL INTL LTD SPON ADR -1,483 Sold Out 0
MPLX LP COM UNIT REP LTD -4,517 Sold Out 0
NEUSTAR INC CL A -58,987 Sold Out 0
SCHWAB STRATEGIC TR US DIVIDEND EQ -287 Sold Out 0
SYNTROLEUM CORP COM NEW -98 Sold Out 0
TOYOTA MOTOR CORP SP ADR REP2COM -1,050 Sold Out 0