KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 12/31/2015

Position Statistics

Total Positions 451
New Positions 32
Increased Positions 160
Decreased Positions 247
Positions with Activity 407
Sold Out Positions 17
Total Mkt Value (in $ millions) 5,810

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5%
Capital Goods 2.89%
Conglomerates 0.01%
Consumer Cyclical 5.35%
Consumer/Non-Cyclical 9.49%
Energy 8.35%
Financial 9.23%
Healthcare 11.59%
Services 16.76%
Technology 23.96%
Transportation 1.94%
Utilities 0.79%

17 Sold Out Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITRIX SYS INC COM -5,297 Sold Out 0
DIGITALGLOBE INC COM NEW -15,818 Sold Out 0
DRIL-QUIP INC COM -6,498 Sold Out 0
ENDOLOGIX INC COM -21,151 Sold Out 0
ESCALERA RES CO COM -1 Sold Out 0
HALCON RES CORP COM PAR -18 Sold Out 0
HORSEHEAD HLDG CORP COM -38 Sold Out 0
IMPERVA INC COM -586 Sold Out 0
LPL FINL HLDGS INC COM -5,054 Sold Out 0
MAGELLAN PETE CORP COM NEW -10 Sold Out 0
NATERA INC COM -4,484 Sold Out 0
NEW YORK TIMES CO CL A -752 Sold Out 0
NVE CORP COM NEW -3,547 Sold Out 0
OGE ENERGY CORP COM -1,190 Sold Out 0
SWIFT ENERGY CO COM -8 Sold Out 0
THERMON GROUP HLDGS INC COM -1,557 Sold Out 0
TWITTER INC COM -1,703 Sold Out 0