KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 12/31/2013

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 183
Decreased Positions 182
Positions with Activity 365
Sold Out Positions 19
Total Mkt Value (in $ millions) 8,804

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.15%
Capital Goods 3.67%
Conglomerates 0.07%
Consumer Cyclical 7.41%
Consumer/Non-Cyclical 5.02%
Energy 8.74%
Financial 9.49%
Healthcare 11.78%
Services 15.98%
Technology 31.98%
Transportation 1.36%
Utilities 0.44%

25 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
VANGUARD SPECIALIZED PORTFOLIO DIV APP ETF 211 211 New 2,770
DISNEY WALT CO COM DISNEY 225 225 New 2,830
CAPITAL ONE FINL CORP COM 289 289 New 3,850
COMCAST CORP NEW CL A 201 201 New 3,950
ALTRIA GROUP INC COM 211 211 New 5,450
NOVO-NORDISK A S ADR 294 294 New 6,500
SCHWAB STRATEGIC TR US DIVIDEND EQ 276 276 New 7,377
MAGNUM HUNTER RES CORP DEL WT EXP 041516 New 10,000
PLAINS GP HLDGS L P SHS A REP LTPN 280 280 New 10,200
ALCOA INC COM 203 203 New 15,000
TRANSOCEAN LTD REG SHS 2,233 2,233 New 54,390
VINCE HLDG CORP COM 1,505 1,505 New 55,000
CRITEO S A SPONS ADS 2,307 2,307 New 62,000
LUMBER LIQUIDATORS HLDGS INC COM 7,131 7,131 New 80,800
VALERO ENERGY PARTNERS LP COM UNT REP LP 4,432 4,432 New 100,000
MCGRAW HILL FINL INC COM 8,335 8,335 New 108,650
CORNING INC COM 2,307 2,307 New 108,650
PERRIGO CO PLC SHS 20,861 20,861 New 137,650
MADISON SQUARE GARDEN CO CL A 7,760 7,760 New 139,900
SMUCKER J M CO COM NEW 13,655 13,655 New 140,880