KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,693

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.44%
Capital Goods 3.39%
Conglomerates 0.23%
Consumer Cyclical 6.17%
Consumer/Non-Cyclical 7.63%
Energy 6.68%
Financial 9.72%
Healthcare 12.08%
Services 19.12%
Technology 29.32%
Transportation 1.57%
Utilities 0.69%

164 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
QUATERRA RES INC COM 1 1 New 30,000
ALASKA COMMUNICATIONS SYS GRP COM 17 17 New 10,000
KINROSS GOLD CORP COM NO PAR 29 29 New 10,000
CALIFORNIA RES CORP COM 49 1 2.45 8,349
ENERPLUS CORP COM 101 3 3.03 10,200
SWIFT ENERGY CO COM 107 .35 28,800
HALCON RES CORP COM NEW 138 5 3.85 67,500
RPC INC COM 159 16 10.85 11,750
HELMERICH & PAYNE INC COM 160 20 14.25 2,405
TRANSOCEAN PARTNERS LLC COM UNIT RP LT 166 166 New 10,300
MAGELLAN PETE CORP COM 168 19 12.50 180,000
TENARIS S A SPONSORED ADR 197 197 New 6,500
HENNESSY ADVISORS INC COM 201 201 New 10,050
NRG YIELD INC COM CL A 222 11 5.21 5,050
BERKSHIRE HATHAWAY INC DEL CL A 229 229 New 1
LYONDELLBASELL INDUSTRIES N V SHS - A - 242 28 12.96 3,050
ACTIVISION BLIZZARD INC COM 255 50 24.51 12,700
ASH GROVE CEM CO COM 265 20 8.33 1,300
PHILIP MORRIS INTL INC COM 275 10 3.91 3,273
ABRAXAS PETE CORP COM 287 45 18.52 96,000