KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,723

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.45%
Capital Goods 3.42%
Conglomerates 0.23%
Consumer Cyclical 6.11%
Consumer/Non-Cyclical 7.58%
Energy 6.89%
Financial 9.68%
Healthcare 12.09%
Services 18.96%
Technology 29.35%
Transportation 1.57%
Utilities 0.69%

164 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SWIFT ENERGY CO COM 136 .35 28,800
QUATERRA RES INC COM 1 1 New 30,000
CALIFORNIA RES CORP COM 52 1 2.45 8,349
PIONEER NAT RES CO COM 3,667 3 .07 24,017
PRECISION CASTPARTS CORP COM 951 3 .28 4,011
ENERPLUS CORP COM 104 3 3.03 10,200
YUM BRANDS INC COM 1,841 5 .29 25,867
HALCON RES CORP COM NEW 147 5 3.85 67,500
ASML HOLDING N V N Y REGISTRY SHS 3,237 6 .18 30,295
BRISTOL MYERS SQUIBB CO COM 296 6 2.12 4,825
CANADIAN PAC RY LTD COM 2,947 7 .23 15,437
POLARIS INDS INC COM 11,567 7 .06 77,872
AMAZON COM INC COM 889 7 .85 2,963
PHILIP MORRIS INTL INC COM 272 10 3.91 3,273
NRG YIELD INC COM CL A 226 11 5.21 5,050
CONAGRA FOODS INC COM 16,608 12 .07 450,570
RPC INC COM 166 16 10.85 11,750
ALASKA COMMUNICATIONS SYS GRP COM 17 17 New 10,000
BECTON DICKINSON & CO COM 1,450 17 1.21 10,372
RAYTHEON CO COM NEW 700 19 2.75 6,550