KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 164
Decreased Positions 207
Positions with Activity 371
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,595

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.48%
Capital Goods 3.38%
Conglomerates 0.26%
Consumer Cyclical 6.15%
Consumer/Non-Cyclical 7.8%
Energy 6.49%
Financial 9.87%
Healthcare 12.36%
Services 18.91%
Technology 29.08%
Transportation 1.53%
Utilities 0.7%

164 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALIFORNIA RES CORP COM 40 1 2.45 8,349
KINROSS GOLD CORP COM NO PAR 33 33 New 10,000
ALASKA COMMUNICATIONS SYS GRP COM 17 17 New 10,000
QUATERRA RES INC COM 1 1 New 30,000