KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 12/31/2014

Position Statistics

Total Positions 430
New Positions 32
Increased Positions 175
Decreased Positions 206
Positions with Activity 381
Sold Out Positions 19
Total Mkt Value (in $ millions) 8,570

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.64%
Capital Goods 3.56%
Conglomerates 0.31%
Consumer Cyclical 5.98%
Consumer/Non-Cyclical 7.56%
Energy 7.48%
Financial 10.48%
Healthcare 11.88%
Services 18.79%
Technology 27.85%
Transportation 1.57%
Utilities 0.81%

175 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ANSYS INC COM 8,552 66 .77 99,060
UNITED TECHNOLOGIES CORP COM 8,443 68 .81 73,348
DRIL-QUIP INC COM 7,940 347 4.57 109,821
TILE SHOP HLDGS INC COM 7,889 2,036 34.79 628,101
TEVA PHARMACEUTICAL INDS LTD ADR 7,645 133 1.77 117,775
INOGEN INC COM 7,454 732 10.89 206,036
JOHNSON CTLS INC COM 7,342 96 1.32 145,270
UNILEVER PLC SPON ADR NEW 7,042 1,333 23.35 157,505
NEVRO CORP COM 7,002 7,002 New 132,355
BHP BILLITON PLC SPONSORED ADR 6,786 1,955 40.47 156,025
LIBERTY GLOBAL PLC SHS CL C 5,971 97 1.66 122,600
GALLAGHER ARTHUR J & CO COM 5,807 127 2.25 121,845
BARRICK GOLD CORP COM 4,962 279 5.97 388,900
UNILEVER N V N Y SHS NEW 4,952 100 2.06 111,609
FREEPORT-MCMORAN INC CL B 4,804 4,282 820.50 232,425
AMGEN INC COM 4,804 98 2.09 29,365
VAALCO ENERGY INC COM NEW 4,770 417 9.57 1,987,300
RIO TINTO PLC SPONSORED ADR 4,529 1,271 39.01 107,775
BAYER A G SPONSORED ADR 4,492 427 10.49 31,064
SAP SE SPON ADR 4,182 287 7.37 58,300