KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 03/31/2014

Position Statistics

Total Positions 428
New Positions 26
Increased Positions 233
Decreased Positions 136
Positions with Activity 369
Sold Out Positions 23
Total Mkt Value (in $ millions) 9,062

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.42%
Capital Goods 3.93%
Conglomerates 0.09%
Consumer Cyclical 6.83%
Consumer/Non-Cyclical 6.21%
Energy 8.97%
Financial 8.77%
Healthcare 11.84%
Services 16.31%
Technology 30.65%
Transportation 1.46%
Utilities 0.52%

136 DECREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXELIS INC COM 1,099 -1,470 (57.22) 64,995
DOVER CORP COM 1,020 -4 (0.42) 11,730
AMERICAN EXPRESS CO COM 947 -4 (0.43) 10,325
PRECISION CASTPARTS CORP COM 810 -93 (10.26) 3,500
ABRAXAS PETE CORP COM 619 -11 (1.8) 109,000
RAYTHEON CO COM NEW 564 -46 (7.58) 6,100
ENTERPRISE PRODS PARTNERS L P COM 430 -30 (6.46) 5,500
MAGELLAN PETE CORP COM 392 -98 (20) 200,000
SWIFT ENERGY CO COM 346 -2 (0.68) 29,300
PLAINS GP HLDGS L P SHS A REP LTPN 288 -31 (9.8) 9,200
HELMERICH & PAYNE INC COM 230 -48 (17.36) 2,000
PRECISION DRILLING CORP COM 2010 175 -2 (0.94) 13,250
BANK OF AMERICA CORPORATION COM 166 -384 (69.83) 10,800
ALCATEL-LUCENT SPONSORED ADR -37 Sold Out 0
ALCOA INC COM -254 Sold Out 0
AMG CAP TR 1 PFD TRUST SECS -3,583 Sold Out 0
CAMECO CORP COM -382 Sold Out 0
CLIFFS NAT RES INC COM -176 Sold Out 0
DICE HLDGS INC COM -11,056 Sold Out 0
EATON VANCE CORP COM NON VTG -9,344 Sold Out 0