KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 12/31/2013

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 183
Decreased Positions 182
Positions with Activity 365
Sold Out Positions 19
Total Mkt Value (in $ millions) 8,696

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.14%
Capital Goods 3.69%
Conglomerates 0.07%
Consumer Cyclical 7.35%
Consumer/Non-Cyclical 5.11%
Energy 8.84%
Financial 9.48%
Healthcare 11.66%
Services 16.04%
Technology 31.91%
Transportation 1.36%
Utilities 0.44%

182 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POLARIS INDS INC COM 9,802 -95 (0.96) 72,400
STARWOOD HOTELS&RESORTS WRLDWD COM 9,748 -107 (1.08) 125,650
EATON VANCE CORP COM NON VTG 9,652 -2,337 (19.5) 260,855
MARATHON PETE CORP COM 8,870 -11 (0.13) 98,650
GOLDMAN SACHS GROUP INC COM 8,817 -173 (1.93) 56,000
GRAINGER W W INC COM 8,727 -132 (1.49) 34,610
CERNER CORP COM 8,558 -244 (2.78) 158,473
ANSYS INC COM 8,339 -4,005 (32.44) 110,000
UNITED TECHNOLOGIES CORP COM 8,302 -273 (3.19) 70,020
PATTERSON UTI ENERGY INC COM 8,280 -3,358 (28.85) 250,975
DR PEPPER SNAPPLE GROUP INC COM 8,253 -107 (1.28) 157,075
QEP RES INC COM 7,907 -34 (0.43) 244,650
NETAPP INC COM 7,321 -7,393 (50.24) 204,100
KLA-TENCOR CORP COM 7,209 -463 (6.03) 109,050
COACH INC COM 6,589 -1,646 (19.98) 133,175
TIDEWATER INC COM 5,843 -75 (1.27) 118,970
JOHNSON CTLS INC COM 5,178 -444 (7.89) 110,570
CARRIAGE SVCS CAP TR CV TIDES 7% 5,059 -33 (0.64) 101,175
GALLAGHER ARTHUR J & CO COM 4,264 -207 (4.62) 94,400
BHP BILLITON PLC SPONSORED ADR 3,951 -2,974 (42.94) 61,385