KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 09/30/2014

Position Statistics

Total Positions 419
New Positions 25
Increased Positions 163
Decreased Positions 207
Positions with Activity 370
Sold Out Positions 20
Total Mkt Value (in $ millions) 8,703

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.55%
Capital Goods 3.73%
Conglomerates 0.24%
Consumer Cyclical 6.22%
Consumer/Non-Cyclical 7.4%
Energy 7.65%
Financial 9.25%
Healthcare 11.87%
Services 18.85%
Technology 28.94%
Transportation 1.64%
Utilities 0.69%

370 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGIOS PHARMACEUTICALS INC COM -7,900 Sold Out 0
C H ROBINSON WORLDWIDE INC COM NEW -834 Sold Out 0
DTS INC COM -24,325 Sold Out 0
E2OPEN INC COM -2,686 Sold Out 0
FOUNDATION MEDICINE INC COM -1,907 Sold Out 0
FRESH MKT INC COM -61,908 Sold Out 0
HECLA MNG CO COM -125 Sold Out 0
HERITAGE CRYSTAL CLEAN INC COM -3,790 Sold Out 0
ISHARES TR CORE S&P500 ETF -219 Sold Out 0
ISHARES TR RUS 1000 VAL ETF -272 Sold Out 0
MARRONE BIO INNOVATIONS INC COM -1,081 Sold Out 0
MERIDIAN BIOSCIENCE INC COM -3,804 Sold Out 0
MGM RESORTS INTERNATIONAL COM -10,890 Sold Out 0
PATTERN ENERGY GROUP INC CL A -181 Sold Out 0
PLAINS GP HLDGS L P SHS A REP LTPN -225 Sold Out 0
POLYPORE INTL INC COM -62,564 Sold Out 0
QUIDEL CORP COM -5,624 Sold Out 0
VECTRUS INC COM -65 Sold Out 0
VERA BRADLEY INC COM -28,345 Sold Out 0
VIPER ENERGY PARTNERS LP COM UNT RP INT -194 Sold Out 0