KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 12/31/2013

Position Statistics

Total Positions 420
New Positions 25
Increased Positions 183
Decreased Positions 182
Positions with Activity 365
Sold Out Positions 19
Total Mkt Value (in $ millions) 8,696

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.14%
Capital Goods 3.69%
Conglomerates 0.07%
Consumer Cyclical 7.35%
Consumer/Non-Cyclical 5.11%
Energy 8.84%
Financial 9.48%
Healthcare 11.66%
Services 16.04%
Technology 31.91%
Transportation 1.36%
Utilities 0.44%

365 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ANGIES LIST INC COM -17,076 Sold Out 0
ARTISAN PARTNERS ASSET MGMT IN CL A -3,580 Sold Out 0
BOTTOMLINE TECH DEL INC COM -3,906 Sold Out 0
COMPANIA CERVECERIAS UNIDAS SA RT PUR ADS -10 Sold Out 0
CYAN INC COM -1,240 Sold Out 0
DYAX CORP COM -4,629 Sold Out 0
ELECTRO SCIENTIFIC INDS COM -698 Sold Out 0
FUSION-IO INC COM -11,796 Sold Out 0
INTERPUBLIC GROUP COS INC COM -2,644 Sold Out 0
LINNCO LLC COMSHS LTD INT -791 Sold Out 0
MAGNUM HUNTER RES CORP WT EXP 101413 Sold Out 0
PERRIGO CO COM -14,224 Sold Out 0
QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD -231 Sold Out 0
RACKSPACE HOSTING INC COM -7,410 Sold Out 0
REALD INC COM -21,847 Sold Out 0
SILVERCREST ASSET MGMT GROUP I CL A -189 Sold Out 0
UNIT CORP COM -1,097 Sold Out 0
VALMONT INDS INC COM -59,449 Sold Out 0
WORLD PT TERMS LP UNIT REP LTD PT -281 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR 39 -603 (94) 10,000