KORNITZER CAPITAL MANAGEMENT INC /KS Information

P O BOX 918, SHAWNEE MISSION, Kansas, 66201, (913) 677-7778

Report Date: 03/31/2013

Position Statistics:

Total Positions 397
New Positions 38
Increased Positions 191
Decreased Positions 160
Positions with Activity 351
Sold Out Positions 14
Total Mkt Value
(in $ millions)
7,460

Sector Weighting

Basic Materials 3.15%
Capital Goods 4.16%
Conglomerates 0.24%
Consumer Cyclical 8.07%
Consumer/Non-Cyclical 3.88%
Energy 8.69%
Financial 10.07%
Healthcare 11.11%
Services 16.04%
Technology 32.86%
Transportation 1.16%
Utilities 0.42%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

351 Activity Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PEPSICO INC COM 29,501 3,499 13.46 357,287
ADVENT SOFTWARE INC COM 29,410 51 .18 859,425
ABBOTT LABS COM 29,256 5,088 21.05 779,955
MONSANTO CO NEW COM 29,000 -280 (0.96) 274,546
NEWMONT MINING CORP COM 28,830 2,903 11.20 884,641
LILLY ELI & CO COM 28,337 -1,844 (6.11) 541,302
BP PLC SPONSORED ADR 28,212 7,224 34.42 651,689
WASTE MGMT INC DEL COM 28,200 2,162 8.30 690,340
CARBO CERAMICS INC COM 28,022 28,022 New 385,125
QUANTA SVCS INC COM 27,978 -1,433 (4.87) 1,032,025
PITNEY BOWES INC COM 27,594 12,114 78.26 1,878,390
FORUM ENERGY TECHNOLOGIES INC COM 26,481 -125 (0.47) 832,750
WHOLE FOODS MKT INC COM 26,107 11,147 74.52 495,100
FOREST LABS INC COM 25,940 -2,944 (10.19) 624,000
SERVICESOURCE INTL LLC COM 25,433 6,723 35.93 2,801,000
F M C CORP COM NEW 24,216 -2,451 (9.19) 374,275
GENERAL MLS INC COM 23,511 514 2.24 471,060
CISCO SYS INC COM 23,464 -63 (0.27) 945,366
COSTCO WHSL CORP NEW COM 23,323 -441 (1.86) 208,085
NETAPP INC COM 23,052 -198 (0.85) 585,225

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