KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 09/30/2014

Position Statistics

Total Positions 84
New Positions 6
Increased Positions 26
Decreased Positions 10
Positions with Activity 36
Sold Out Positions 6
Total Mkt Value (in $ millions) 495

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.67%
Capital Goods 1.1%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 0.15%
Energy 66.94%
Financial 3.22%
Healthcare 21.84%
Services 1.02%
Technology 1.5%
Transportation 1.38%
Utilities

84 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
CARRIZO OIL & GAS INC COM -522 Sold Out 0
DEPOMED INC COM -1,647 Sold Out 0
GENERAL MTRS CO COM -565 Sold Out 0
HOWARD HUGHES CORP COM -3,707 Sold Out 0
RELYPSA INC COM -2,390 Sold Out 0
SMITH & WESSON HLDG CORP COM -174 Sold Out 0
STARWOOD PPTY TR INC COM 9 New 400
LILLY ELI & CO COM 20 New 300
RYMAN HOSPITALITY PPTYS INC COM 20 New 400
EAGLE MATERIALS INC COM 21 New 228
MEDTRONIC INC COM 22 22 New 300
OCH ZIFF CAP MGMT GROUP CL A 24 New 2,000
HANCOCK FABRICS INC COM 25 New 32,138
PARSLEY ENERGY INC CL A 35 New 2,000
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 40 New 1,500
PROCTER & GAMBLE CO COM 47 New 534
MERCK & CO INC NEW COM 48 New 800
VERIZON COMMUNICATIONS INC COM 70 New 1,400
GENERAL ELECTRIC CO COM 97 New 3,600
AT&T INC COM 99 New 2,800