KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2015

Position Statistics

Total Positions 85
New Positions 5
Increased Positions 12
Decreased Positions 14
Positions with Activity 26
Sold Out Positions 4
Total Mkt Value (in $ millions) 433

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.26%
Capital Goods 2.56%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 43.34%
Financial 3.44%
Healthcare 45.2%
Services 0.73%
Technology 1.55%
Transportation 0.45%
Utilities

85 Positions as of 12/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 4,571 33 .74 75,300
ALLERGAN PLC SHS 1,937 1,937 New 8,800
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 61 New 2,500
ALPS ETF TR ALERIAN MLP 7 New 600
AMBAC FINL GROUP INC COM NEW 2,868 New 173,426
ANADARKO PETE CORP COM 15,131 New 276,210
ANCHOR BANCORP WA COM 306 New 12,250
ANTERO RES CORP COM 5,936 New 200,000
APPLE INC COM 2,450 978 66.45 25,050
ARALEZ PHARMACEUTICALS INC COM 2,309 New 545,926
AT&T INC COM 106 New 2,725
BAKER HUGHES INC COM -939 Sold Out 0
BANK N S HALIFAX COM 21 New 400
CABOT OIL & GAS CORP COM 10,591 New 440,000
CANADIAN NAT RES LTD COM 13,274 New 433,350
CAPITOL FED FINL INC COM 9,223 New 692,400
CHECK CAP LTD WT EXP 022820 41 New 66,059
CHECK CAP LTD SHS 469 6 1.25 161,871
CHEMOURS CO COM 12 New 1,360
CHEVRON CORP NEW COM 6,854 -4,569 (40) 66,000