KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2015

Position Statistics

Total Positions 87
New Positions 3
Increased Positions 21
Decreased Positions 8
Positions with Activity 29
Sold Out Positions 2
Total Mkt Value (in $ millions) 422

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.25%
Capital Goods 1.02%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 49.41%
Financial 3.41%
Healthcare 38.46%
Services 0.82%
Technology 1.59%
Transportation 0.82%
Utilities

87 Positions as of 06/30/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 4,575 4,575 New 71,500
ACADIA PHARMACEUTICALS COM -1,176 Sold Out 0
AFFYMETRIX INC COM 1,621 -104 (6.04) 171,000
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 68 New 2,500
ALPS ETF TR ALERIAN MLP 9 New 600
AMBAC FINL GROUP INC COM NEW 2,707 New 173,426
ANADARKO PETE CORP COM 21,382 217 1.03 301,410
ANCHOR BANCORP WA COM 275 New 12,500
ANTERO RES CORP COM 5,553 505 10 220,000
APPLE INC COM 1,252 680 118.81 11,050
AT&T INC COM 93 New 2,800
BAKER HUGHES INC COM 5,472 New 100,000
BANK N S HALIFAX COM 18 New 400
BIOTA PHARMACEUTIALS INC COM 66 -538 (89.04) 31,833
CABOT OIL & GAS CORP COM 10,718 New 460,000
CAMERON INTERNATIONAL CORP COM 6,500 650 11.11 100,000
CANADIAN NAT RES LTD COM 9,460 New 433,950
CAPITOL FED FINL INC COM 8,332 New 692,600
CHECK CAP LTD WT EXP 022820 61 4 6.34 66,059
CHECK CAP LTD SHS 303 9 3.22 144,190