KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 03/31/2014

Position Statistics

Total Positions 72
New Positions 5
Increased Positions 15
Decreased Positions 20
Positions with Activity 35
Sold Out Positions 6
Total Mkt Value (in $ millions) 541

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.04%
Capital Goods 0.06%
Conglomerates 0%
Consumer Cyclical 0.26%
Consumer/Non-Cyclical 0.13%
Energy 70.43%
Financial 3.15%
Healthcare 19.58%
Services 1.01%
Technology 1.27%
Transportation 1.64%
Utilities

72 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACADIA PHARMACEUTICALS COM 954 New 45,800
AFFYMETRIX INC COM 3,494 352 11.19 417,500
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 14 New 500
AMBAC FINL GROUP INC COM NEW 4,167 240 6.12 173,426
ANADARKO PETE CORP COM 27,844 1,110 4.15 250,850
ANCHOR BANCORP WA COM 241 New 12,500
APPLE INC COM 102 New 1,050
APPROACH RESOURCES INC COM 10,356 3,073 42.19 455,000
BAKER HUGHES INC COM 15,532 2,958 23.53 210,000
CABOT OIL & GAS CORP COM 17,527 661 3.92 530,000
CAMERON INTERNATIONAL CORP COM 14,488 3,622 33.33 200,000
CANADIAN NAT RES LTD COM 17,848 New 389,950
CAPITOL FED FINL INC COM 8,622 24 .28 727,600
CHINA CERAMICS CO LTD SHS 315 New 233,257
CIMAREX ENERGY CO COM 20,828 -1,488 (6.67) 140,000
COCA COLA CO COM 246 New 6,000
COLUMBIA LABS INC COM NEW 1,015 New 159,900
CONCHO RES INC COM 22,118 -1,475 (6.25) 150,000
CONTINENTAL RESOURCES INC COM 7,709 New 50,000
DEPOMED INC COM 1,537 New 130,600