KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 03/31/2016

Position Statistics

Total Positions 84
New Positions 3
Increased Positions 11
Decreased Positions 8
Positions with Activity 19
Sold Out Positions 2
Total Mkt Value (in $ millions) 426

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.26%
Capital Goods 2.65%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 43.43%
Financial 3.47%
Healthcare 44.96%
Services 0.78%
Technology 1.55%
Transportation 0.47%
Utilities

84 Positions as of 03/31/2016

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM 4,465 New 75,300
ACADIA PHARMACEUTICALS COM 188 188 New 5,500
ADVERUM BIOTECHNOLOGIES INC COM 286 286 New 66,000
ALLERGAN PLC SHS 1,984 New 8,800
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 57 New 2,500
ALPS ETF TR ALERIAN MLP 7 New 600
AMBAC FINL GROUP INC COM NEW 2,806 New 173,426
ANADARKO PETE CORP COM 13,590 New 276,210
ANCHOR BANCORP WA COM 297 New 12,250
ANTERO RES CORP COM 5,424 New 200,000
APPLE INC COM 2,416 New 25,050
ARALEZ PHARMACEUTICALS INC COM 2,140 New 545,926
AT&T INC COM 104 New 2,725
BANK N S HALIFAX COM 19 New 400
CABOT OIL & GAS CORP COM 10,270 New 440,000
CANADIAN NAT RES LTD COM 12,589 New 433,350
CAPITOL FED FINL INC COM 9,216 New 692,400
CHECK CAP LTD WT EXP 022820 33 New 66,059
CHECK CAP LTD SHS 324 New 161,871
CHEMOURS CO COM 13 New 1,360