KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 09/30/2015

Position Statistics

Total Positions 86
New Positions 1
Increased Positions 8
Decreased Positions 38
Positions with Activity 46
Sold Out Positions 6
Total Mkt Value (in $ millions) 341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.33%
Capital Goods 1.67%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.14%
Energy 40.81%
Financial 3.93%
Healthcare 46.06%
Services 0.8%
Technology 2.38%
Transportation 0.41%
Utilities

86 Positions as of 09/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP 6 New 600
COLONY CAP INC CL A 17 New 1,000
MONDELEZ INTL INC CL A 224 -4 (1.67) 5,900
OCH ZIFF CAP MGMT GROUP CL A 10 New 2,000
PARSLEY ENERGY INC CL A -4,987 Sold Out 0
RMR GROUP INC CL A New 17
ABBVIE INC COM 4,243 184 4.55 74,750
AFFYMETRIX INC COM 2,406 New 171,000
ANADARKO PETE CORP COM 11,424 -1,042 (8.36) 276,210
ANCHOR BANCORP WA COM 293 -6 (2) 12,250
ANTERO RES CORP COM 5,408 -541 (9.09) 200,000
APPLE INC COM 1,454 386 36.20 15,050
AT&T INC COM 100 -3 (2.68) 2,725
BAKER HUGHES INC COM 885 -3,539 (80) 20,000
BANK N S HALIFAX COM 17 New 400
BIOTA PHARMACEUTIALS INC COM -53 Sold Out 0
CABOT OIL & GAS CORP COM 9,196 -418 (4.35) 440,000
CAMERON INTERNATIONAL CORP COM -6,431 Sold Out 0
CANADIAN NAT RES LTD COM 9,560 -13 (0.14) 433,350
CAPITOL FED FINL INC COM 8,378 -2 (0.03) 692,400


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