KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2014

Position Statistics

Total Positions 82
New Positions 16
Increased Positions 22
Decreased Positions 24
Positions with Activity 46
Sold Out Positions 4
Total Mkt Value (in $ millions) 457

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.02%
Capital Goods 1.15%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.15%
Energy 64.92%
Financial 3.36%
Healthcare 22.46%
Services 1.62%
Technology 1.44%
Transportation 1.82%
Utilities

82 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
MONDELEZ INTL INC CL A 166 New 5,000
OCH ZIFF CAP MGMT GROUP CL A 22 22 New 2,000
PARSLEY ENERGY INC CL A 37 37 New 2,000
ACADIA PHARMACEUTICALS COM 1,226 New 45,800
AFFYMETRIX INC COM 3,206 New 417,500
ANADARKO PETE CORP COM 22,065 -1,036 (4.48) 239,605
ANCHOR BANCORP WA COM 261 New 12,500
APPLE INC COM 108 New 1,050
APPROACH RESOURCES INC COM 2,226 -2,838 (56.04) 200,000
AT&T INC COM 97 97 New 2,800
AUSPEX PHARMACEUTICALS INC COM 951 951 New 35,366
BAKER HUGHES INC COM 10,846 -542 (4.76) 200,000
BIOTA PHARMACEUTIALS INC COM 218 218 New 88,100
CABOT OIL & GAS CORP COM 12,592 -4,092 (24.53) 400,000
CAMERON INTERNATIONAL CORP COM 14,347 2,391 20 240,000
CANADIAN NAT RES LTD COM 13,570 New 389,950
CAPITOL FED FINL INC COM 8,877 New 727,600
CARRIZO OIL & GAS INC COM 492 492 New 10,000
CIMAREX ENERGY CO COM 13,517 -2,253 (14.29) 120,000
COCA COLA CO COM 244 New 6,000