KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2014

Position Statistics

Total Positions 85
New Positions 7
Increased Positions 18
Decreased Positions 18
Positions with Activity 36
Sold Out Positions 12
Total Mkt Value (in $ millions) 456

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.61%
Capital Goods 3.07%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.15%
Energy 53.48%
Financial 3.5%
Healthcare 29.59%
Services 1.25%
Technology 1.73%
Transportation 1.09%
Utilities

85 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
APPROACH RESOURCES INC COM -1,482 Sold Out 0
CONTINENTAL RESOURCES INC COM -7,497 Sold Out 0
ECLIPSE RES CORP COM -821 Sold Out 0
ENCANA CORP COM -648 Sold Out 0
ESSEX RENT CORP COM -306 Sold Out 0
MOSAIC CO NEW COM -5,880 Sold Out 0
MURPHY OIL CORP COM -1,746 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -4,499 Sold Out 0
PROCTER & GAMBLE CO COM -45 Sold Out 0
RANGE RES CORP COM -10,947 Sold Out 0
YPF SOCIEDAD ANONIMA SPON ADR CL D -1,087 Sold Out 0
YUM BRANDS INC COM -1,216 Sold Out 0
SOUTHWESTERN ENERGY CO COM 2,454 -8,589 (77.78) 100,000
BAKER HUGHES INC COM 8,694 -3,726 (30) 140,000
HALLIBURTON CO COM 9,447 -3,865 (29.03) 220,000
TOTAL S A SPONSORED ADR 188 -63 (25) 3,600
AFFYMETRIX INC COM 4,644 -445 (8.74) 381,000
RAND LOGISTICS INC COM 4,712 -77 (1.62) 1,419,358
ACADIA PHARMACEUTICALS COM 1,798 New 45,800
ALLERGAN INC COM 1,295 1,295 New 5,500