KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 09/30/2014

Position Statistics

Total Positions 84
New Positions 6
Increased Positions 26
Decreased Positions 10
Positions with Activity 36
Sold Out Positions 6
Total Mkt Value (in $ millions) 430

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.92%
Capital Goods 0.73%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 0.17%
Energy 60.9%
Financial 3.76%
Healthcare 26.07%
Services 1.15%
Technology 1.91%
Transportation 1.2%
Utilities

84 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
RELYPSA INC COM -3,837 Sold Out 0
HOWARD HUGHES CORP COM -3,030 Sold Out 0
DEPOMED INC COM -2,033 Sold Out 0
FUTUREFUEL CORPORATION COM 2,328 -1,440 (38.22) 200,304
GENERAL MTRS CO COM -594 Sold Out 0
COLUMBIA LABS INC COM NEW 342 -477 (58.25) 66,760
CAPITOL FED FINL INC COM 8,734 -441 (4.81) 692,600
CARRIZO OIL & GAS INC COM -422 Sold Out 0
SOUTHWESTERN ENERGY CO COM 11,408 -254 (2.17) 450,000
SMITH & WESSON HLDG CORP COM -213 Sold Out 0
ACADIA PHARMACEUTICALS COM 1,460 New 45,800
AFFYMETRIX INC COM 4,676 New 417,500
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 40 New 1,500
AMBAC FINL GROUP INC COM NEW 4,660 New 173,426
ANCHOR BANCORP WA COM 256 New 12,500
APPLE INC COM 119 New 1,050
APPROACH RESOURCES INC COM 1,282 New 200,000
AT&T INC COM 93 New 2,800
BAKER HUGHES INC COM 11,680 New 200,000
CANADIAN NAT RES LTD COM 11,410 New 389,950