KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2015

Position Statistics

Total Positions 87
New Positions 3
Increased Positions 21
Decreased Positions 8
Positions with Activity 29
Sold Out Positions 2
Total Mkt Value (in $ millions) 414

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.25%
Capital Goods 0.99%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 49.72%
Financial 3.47%
Healthcare 38.1%
Services 0.81%
Technology 1.59%
Transportation 0.78%
Utilities

87 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ACADIA PHARMACEUTICALS COM -1,173 Sold Out 0
FUTUREFUEL CORPORATION COM 643 -886 (57.95) 65,304
JUNIPER PHARMACEUTICALS INC COM -785 Sold Out 0
PIONEER NAT RES CO COM 12,435 -592 (4.55) 105,000
BIOTA PHARMACEUTIALS INC COM 69 -558 (89.04) 31,833
CONCHO RES INC COM 15,836 -528 (3.23) 150,000
RAND LOGISTICS INC COM 2,938 -147 (4.78) 1,229,138
AFFYMETRIX INC COM 1,566 -101 (6.04) 171,000
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 65 New 2,500
ALPS ETF TR ALERIAN MLP 9 New 600
AMBAC FINL GROUP INC COM NEW 2,903 New 173,426
ANCHOR BANCORP WA COM 267 New 12,500
AT&T INC COM 92 New 2,800
BAKER HUGHES INC COM 5,474 New 100,000
BANK N S HALIFAX COM 18 New 400
CABOT OIL & GAS CORP COM 10,727 New 460,000
CANADIAN NAT RES LTD COM 9,373 New 433,950
CAPITOL FED FINL INC COM 8,152 New 692,600
CHEMOURS CO COM 12 New 1,360
CHINA CERAMICS CO LTD SHS 295 New 377,582