KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 03/31/2016

Position Statistics

Total Positions 84
New Positions 3
Increased Positions 11
Decreased Positions 8
Positions with Activity 19
Sold Out Positions 2
Total Mkt Value (in $ millions) 424

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.26%
Capital Goods 2.62%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 43.47%
Financial 3.51%
Healthcare 44.91%
Services 0.79%
Technology 1.56%
Transportation 0.47%
Utilities

84 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CHEVRON CORP NEW COM -6,586 Sold Out 0
PIONEER NAT RES CO COM 12,326 -1,643 (11.77) 75,000
CONCHO RES INC COM 11,777 -1,178 (9.09) 100,000
HALLIBURTON CO COM 6,137 -1,023 (14.29) 150,000
SCHLUMBERGER LTD COM 7,496 -375 (4.76) 100,000
MERCK & CO INC NEW COM 72 -242 (77.19) 1,300
THESTREET INC COM 111 -7 (6.16) 100,600
HANCOCK FABRICS INC COM Sold Out 0
ABBVIE INC COM 4,495 New 75,300
ALLERGAN PLC SHS 2,020 New 8,800
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 58 New 2,500
ALPS ETF TR ALERIAN MLP 7 New 600
AMBAC FINL GROUP INC COM NEW 2,851 New 173,426
ANADARKO PETE CORP COM 13,617 New 276,210
ANCHOR BANCORP WA COM 292 New 12,250
ANTERO RES CORP COM 5,294 New 200,000
APPLE INC COM 2,385 New 25,050
ARALEZ PHARMACEUTICALS INC COM 2,124 New 545,926
AT&T INC COM 105 New 2,725
BANK N S HALIFAX COM 19 New 400