KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 09/30/2014

Position Statistics

Total Positions 84
New Positions 6
Increased Positions 26
Decreased Positions 10
Positions with Activity 36
Sold Out Positions 6
Total Mkt Value (in $ millions) 487

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.64%
Capital Goods 1.08%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 0.15%
Energy 66.44%
Financial 3.25%
Healthcare 22.32%
Services 1.07%
Technology 1.52%
Transportation 1.37%
Utilities

84 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
HOWARD HUGHES CORP COM -3,719 Sold Out 0
RELYPSA INC COM -2,569 Sold Out 0
DEPOMED INC COM -1,687 Sold Out 0
FUTUREFUEL CORPORATION COM 2,374 -1,468 (38.22) 200,304
GENERAL MTRS CO COM -567 Sold Out 0
COLUMBIA LABS INC COM NEW 397 -554 (58.25) 66,760
CARRIZO OIL & GAS INC COM -510 Sold Out 0
CAPITOL FED FINL INC COM 8,741 -442 (4.81) 692,600
SOUTHWESTERN ENERGY CO COM 14,864 -330 (2.17) 450,000
SMITH & WESSON HLDG CORP COM -164 Sold Out 0
ACADIA PHARMACEUTICALS COM 1,352 New 45,800
AFFYMETRIX INC COM 3,808 New 417,500
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 41 New 1,500
AMBAC FINL GROUP INC COM NEW 4,365 New 173,426
ANCHOR BANCORP WA COM 254 New 12,500
APPLE INC COM 123 New 1,050
APPROACH RESOURCES INC COM 2,344 New 200,000
AT&T INC COM 97 New 2,800
BAKER HUGHES INC COM 12,640 New 200,000
CANADIAN NAT RES LTD COM 14,553 New 389,950