KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 03/31/2014

Position Statistics

Total Positions 72
New Positions 5
Increased Positions 15
Decreased Positions 20
Positions with Activity 35
Sold Out Positions 6
Total Mkt Value (in $ millions) 533

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.06%
Capital Goods 0.06%
Conglomerates 0%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical 0.13%
Energy 70.25%
Financial 3.16%
Healthcare 19.71%
Services 1%
Technology 1.29%
Transportation 1.65%
Utilities

72 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
NATIONAL OILWELL VARCO INC COM -14,180 Sold Out 0
WPX ENERGY INC COM -10,251 Sold Out 0
NOBLE CORP PLC SHS USD -8,398 Sold Out 0
SM ENERGY CO COM 12,328 -5,394 (30.44) 160,000
WHITING PETE CORP NEW COM 23,725 -4,394 (15.63) 270,000
HESS CORP COM 17,896 -3,977 (18.18) 180,000
HELMERICH & PAYNE INC COM 14,972 -3,455 (18.75) 130,000
NOBLE ENERGY INC COM 16,083 -3,422 (17.54) 235,000
DEVON ENERGY CORP NEW COM -3,096 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW 63,851 -2,187 (3.31) 1,249,766
CONCHO RES INC COM 21,885 -1,459 (6.25) 150,000
CIMAREX ENERGY CO COM 20,377 -1,456 (6.67) 140,000
NOW INC COM -1,409 Sold Out 0
MOSAIC CO NEW COM 5,504 -1,180 (17.66) 116,600
SCHLUMBERGER LTD COM 25,558 -1,111 (4.17) 230,000
KYTHERA BIOPHARMACEUTICALS INC COM -797 Sold Out 0
HALLIBURTON CO COM 24,215 -712 (2.86) 340,000
SMITH & WESSON HLDG CORP COM 1,336 -668 (33.33) 100,000
FMC TECHNOLOGIES INC COM 15,000 -625 (4) 240,000
ESSEX RENT CORP COM 944 -261 (21.68) 414,055