KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 09/30/2014

Position Statistics

Total Positions 84
New Positions 6
Increased Positions 26
Decreased Positions 10
Positions with Activity 36
Sold Out Positions 6
Total Mkt Value (in $ millions) 424

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.94%
Capital Goods 0.74%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 0.17%
Energy 59.92%
Financial 3.76%
Healthcare 26.97%
Services 1.13%
Technology 1.86%
Transportation 1.22%
Utilities

84 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GENERAL MTRS CO COM -584 Sold Out 0
HOWARD HUGHES CORP COM -3,263 Sold Out 0
RELYPSA INC COM -3,729 Sold Out 0
SMITH & WESSON HLDG CORP COM -213 Sold Out 0