KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 1
Increased Positions 12
Decreased Positions 34
Positions with Activity 46
Sold Out Positions 8
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 2.64%
Conglomerates 0.15%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 0.12%
Energy 64.07%
Financial 3.28%
Healthcare 22.9%
Services 1.06%
Technology 1.06%
Transportation 1.73%
Utilities

74 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EAGLE MATERIALS INC COM 20 New 228
RYMAN HOSPITALITY PPTYS INC COM 18 New 400
LILLY ELI & CO COM 18 New 300
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 13 New 500
STARWOOD PPTY TR INC COM 9 New 400
STARWOOD WAYPOINT RESIDENTL TR COM SHS 2 New 80
GETTY RLTY CORP NEW COM -5,957 Sold Out 0
MARATHON OIL CORP COM -3,673 Sold Out 0
MERCK & CO INC NEW COM -23 Sold Out 0
MURPHY OIL CORP COM -6,394 Sold Out 0
PENNEY J C INC COM -300 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -5,464 Sold Out 0
SANOFI CONTGNT VAL RT -43 Sold Out 0
TOLL BROTHERS INC COM -6,217 Sold Out 0