KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2014

Position Statistics

Total Positions 82
New Positions 16
Increased Positions 22
Decreased Positions 24
Positions with Activity 46
Sold Out Positions 4
Total Mkt Value (in $ millions) 461

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.99%
Capital Goods 1.14%
Conglomerates
Consumer Cyclical 0.15%
Consumer/Non-Cyclical 0.15%
Energy 64.22%
Financial 3.33%
Healthcare 23.26%
Services 1.59%
Technology 1.45%
Transportation 1.8%
Utilities

82 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HELMERICH & PAYNE INC COM 9,747 -1,772 (15.39) 110,000
DEVON ENERGY CORP NEW COM 9,002 9,002 New 150,000
CAPITOL FED FINL INC COM 8,906 New 727,600
CONTINENTAL RESOURCES INC COM 8,103 2,315 40 140,000
RAND LOGISTICS INC COM 8,050 New 1,442,657
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 6,055 6,055 New 500,000
U S SILICA HLDGS INC COM 5,064 5,064 New 100,000
MOSAIC CO NEW COM 4,949 New 116,600
FUTUREFUEL CORPORATION COM 3,932 New 324,194
AMBAC FINL GROUP INC COM NEW 3,833 New 173,426
HOWARD HUGHES CORP COM 3,513 -562 (13.79) 25,000
AFFYMETRIX INC COM 3,282 New 417,500
IRIDIUM COMMUNICATIONS INC COM 3,067 3,067 New 340,000
MICROSOFT CORP COM 3,050 New 67,750
RELYPSA INC COM 2,059 607 41.84 104,250
APPROACH RESOURCES INC COM 2,046 -2,609 (56.04) 200,000
QLT INC COM 1,784 New 445,926
DEPOMED INC COM 1,653 -335 (16.85) 108,600
ACADIA PHARMACEUTICALS COM 1,202 New 45,800
JPMORGAN CHASE & CO COM 1,125 -111 (9.01) 19,380