KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2015

Position Statistics

Total Positions 87
New Positions 3
Increased Positions 21
Decreased Positions 8
Positions with Activity 29
Sold Out Positions 2
Total Mkt Value (in $ millions) 422

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.25%
Capital Goods 1.02%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 49.41%
Financial 3.41%
Healthcare 38.46%
Services 0.82%
Technology 1.59%
Transportation 0.82%
Utilities

87 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 5,664 1,618 40 980,000
ANTERO RES CORP COM 5,553 505 10 220,000
BAKER HUGHES INC COM 5,472 New 100,000
CONTINENTAL RESOURCES INC COM 5,250 1,235 30.77 170,000
PARSLEY ENERGY INC CL A 4,640 New 280,000
ABBVIE INC COM 4,575 4,575 New 71,500
FMC TECHNOLOGIES INC COM 4,114 New 120,000
U S SILICA HLDGS INC COM 3,984 100 2.56 200,000
RELYPSA INC COM 3,253 161 5.22 133,100
RAND LOGISTICS INC COM 3,196 -160 (4.78) 1,229,138
MICROSOFT CORP COM 3,020 New 68,750
AMBAC FINL GROUP INC COM NEW 2,707 New 173,426
IRIDIUM COMMUNICATIONS INC COM 2,441 New 340,000
QLT INC COM 1,900 348 22.43 545,926
SPECTRUM PHARMACEUTICALS INC COM 1,845 142 8.35 242,700
AFFYMETRIX INC COM 1,621 -104 (6.04) 171,000
JPMORGAN CHASE & CO COM 1,507 New 23,500
APPLE INC COM 1,252 680 118.81 11,050
GLAXOSMITHKLINE PLC SPONSORED ADR 932 New 22,600
KRAFT HEINZ CO COM 891 523 141.99 11,930