KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2014

Position Statistics

Total Positions 82
New Positions 16
Increased Positions 22
Decreased Positions 24
Positions with Activity 46
Sold Out Positions 4
Total Mkt Value (in $ millions) 527

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.96%
Capital Goods 1.24%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.13%
Energy 67.93%
Financial 3.02%
Healthcare 19.93%
Services 1.56%
Technology 1.34%
Transportation 1.8%
Utilities

82 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DEVON ENERGY CORP NEW COM 11,235 11,235 New 150,000
HELMERICH & PAYNE INC COM 11,004 -2,001 (15.39) 110,000
CONTINENTAL RESOURCES INC COM 10,538 3,011 40 70,000
RAND LOGISTICS INC COM 9,219 New 1,442,657
CAPITOL FED FINL INC COM 8,942 New 727,600
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 8,865 8,865 New 500,000
U S SILICA HLDGS INC COM 6,278 6,278 New 100,000
MOSAIC CO NEW COM 5,544 New 116,600
FUTUREFUEL CORPORATION COM 4,497 New 324,194
AMBAC FINL GROUP INC COM NEW 4,296 New 173,426
HOWARD HUGHES CORP COM 3,956 -633 (13.79) 25,000
AFFYMETRIX INC COM 3,649 New 417,500
APPROACH RESOURCES INC COM 3,638 -4,638 (56.04) 200,000
IRIDIUM COMMUNICATIONS INC COM 3,094 3,094 New 340,000
MICROSOFT CORP COM 3,064 New 67,750
RELYPSA INC COM 2,715 801 41.84 104,250
QLT INC COM 2,479 New 445,926
DEPOMED INC COM 1,582 -321 (16.85) 108,600
JPMORGAN CHASE & CO COM 1,134 -112 (9.01) 19,380
ACADIA PHARMACEUTICALS COM 1,009 New 45,800