KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 1
Increased Positions 12
Decreased Positions 34
Positions with Activity 46
Sold Out Positions 8
Total Mkt Value (in $ millions) 560

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.48%
Capital Goods 2.58%
Conglomerates 0.15%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 0.12%
Energy 63.46%
Financial 3.24%
Healthcare 23.66%
Services 1.04%
Technology 1.04%
Transportation 1.72%
Utilities

8 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GETTY RLTY CORP NEW COM -5,909 Sold Out 0
MARATHON OIL CORP COM -3,647 Sold Out 0
MERCK & CO INC NEW COM -23 Sold Out 0
MURPHY OIL CORP COM -6,482 Sold Out 0
PENNEY J C INC COM -326 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -5,320 Sold Out 0
SANOFI CONTGNT VAL RT -42 Sold Out 0
TOLL BROTHERS INC COM -6,126 Sold Out 0