KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2014

Position Statistics

Total Positions 85
New Positions 7
Increased Positions 18
Decreased Positions 18
Positions with Activity 36
Sold Out Positions 12
Total Mkt Value (in $ millions) 492

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.49%
Capital Goods 3.06%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.15%
Energy 54.08%
Financial 3.07%
Healthcare 29.32%
Services 1.16%
Technology 1.66%
Transportation 1.06%
Utilities

12 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPROACH RESOURCES INC COM -1,696 Sold Out 0
CONTINENTAL RESOURCES INC COM -8,369 Sold Out 0
ECLIPSE RES CORP COM -806 Sold Out 0
ENCANA CORP COM -772 Sold Out 0
ESSEX RENT CORP COM -476 Sold Out 0
MOSAIC CO NEW COM -5,143 Sold Out 0
MURPHY OIL CORP COM -1,642 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -7,541 Sold Out 0
PROCTER & GAMBLE CO COM -43 Sold Out 0
RANGE RES CORP COM -13,809 Sold Out 0
YPF SOCIEDAD ANONIMA SPON ADR CL D -1,247 Sold Out 0
YUM BRANDS INC COM -1,359 Sold Out 0