KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 1
Increased Positions 12
Decreased Positions 34
Positions with Activity 46
Sold Out Positions 8
Total Mkt Value (in $ millions) 530

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.54%
Capital Goods 2.66%
Conglomerates 0.15%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 0.13%
Energy 64.34%
Financial 3.35%
Healthcare 22.38%
Services 1.07%
Technology 1.06%
Transportation 1.82%
Utilities

8 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GETTY RLTY CORP NEW COM -5,919 Sold Out 0
MARATHON OIL CORP COM -3,590 Sold Out 0
MERCK & CO INC NEW COM -22 Sold Out 0
MURPHY OIL CORP COM -6,160 Sold Out 0
PENNEY J C INC COM -290 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -5,199 Sold Out 0
SANOFI CONTGNT VAL RT -48 Sold Out 0
TOLL BROTHERS INC COM -6,281 Sold Out 0