KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2015

Position Statistics

Total Positions 85
New Positions 5
Increased Positions 12
Decreased Positions 14
Positions with Activity 26
Sold Out Positions 4
Total Mkt Value (in $ millions) 423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.26%
Capital Goods 2.51%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.12%
Energy 43.36%
Financial 3.5%
Healthcare 45.17%
Services 0.74%
Technology 1.54%
Transportation 0.44%
Utilities

4 Sold Out Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BAKER HUGHES INC COM -967 Sold Out 0
ESSEX RENT CORP COM -17 Sold Out 0
RELYPSA INC COM -2,449 Sold Out 0
SPECTRUM PHARMACEUTICALS INC COM -1,721 Sold Out 0