KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 1
Increased Positions 12
Decreased Positions 34
Positions with Activity 46
Sold Out Positions 8
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 2.64%
Conglomerates 0.15%
Consumer Cyclical 0.39%
Consumer/Non-Cyclical 0.12%
Energy 64.07%
Financial 3.28%
Healthcare 22.9%
Services 1.06%
Technology 1.06%
Transportation 1.73%
Utilities

1 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COLUMBIA LABS INC COM NEW 1,048 1,048 New 159,900