KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 06/30/2014

Position Statistics

Total Positions 82
New Positions 16
Increased Positions 22
Decreased Positions 24
Positions with Activity 46
Sold Out Positions 4
Total Mkt Value (in $ millions) 448

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.04%
Capital Goods 1.14%
Conglomerates
Consumer Cyclical 0.16%
Consumer/Non-Cyclical 0.15%
Energy 64.33%
Financial 3.4%
Healthcare 22.92%
Services 1.64%
Technology 1.46%
Transportation 1.85%
Utilities

22 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAMERON INTERNATIONAL CORP COM 13,994 2,332 20 240,000
RANGE RES CORP COM 10,670 2,668 33.33 160,000
SM ENERGY CO COM 10,665 1,185 12.50 180,000
DEVON ENERGY CORP NEW COM 8,796 8,796 New 150,000
CONTINENTAL RESOURCES INC COM 7,813 2,232 40 140,000
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 6,415 6,415 New 500,000
U S SILICA HLDGS INC COM 4,913 4,913 New 100,000
IRIDIUM COMMUNICATIONS INC COM 3,067 3,067 New 340,000
RELYPSA INC COM 1,952 576 41.84 104,250
AUSPEX PHARMACEUTICALS INC COM 934 934 New 35,366
GENERAL MTRS CO COM 551 551 New 17,600
ECLIPSE RES CORP COM 517 517 New 40,000
CARRIZO OIL & GAS INC COM 470 470 New 10,000
YPF SOCIEDAD ANONIMA SPON ADR CL D 325 325 New 10,000
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 234 234 New 3,500
BIOTA PHARMACEUTIALS INC COM 217 217 New 88,100
AT&T INC COM 97 97 New 2,800
VERIZON COMMUNICATIONS INC COM 68 68 New 1,400
MERCK & CO INC NEW COM 44 44 New 800
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 38 26 200 1,500