KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2014

Position Statistics

Total Positions 85
New Positions 7
Increased Positions 18
Decreased Positions 18
Positions with Activity 36
Sold Out Positions 12
Total Mkt Value (in $ millions) 468

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.51%
Capital Goods 2.99%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 0.16%
Energy 52.14%
Financial 3.36%
Healthcare 30.8%
Services 1.21%
Technology 1.68%
Transportation 1.05%
Utilities

18 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HALLIBURTON CO COM 9,654 -3,949 (29.03) 220,000
BAKER HUGHES INC COM 8,901 -3,815 (30) 140,000
AFFYMETRIX INC COM 4,785 -458 (8.74) 381,000
RAND LOGISTICS INC COM 4,613 -76 (1.62) 1,419,358
SOUTHWESTERN ENERGY CO COM 2,319 -8,117 (77.78) 100,000
TOTAL S A SPONSORED ADR 179 -60 (25) 3,600
APPROACH RESOURCES INC COM -1,318 Sold Out 0
CONTINENTAL RESOURCES INC COM -7,424 Sold Out 0
ECLIPSE RES CORP COM -703 Sold Out 0
ENCANA CORP COM -613 Sold Out 0
ESSEX RENT CORP COM -547 Sold Out 0
MOSAIC CO NEW COM -5,371 Sold Out 0
MURPHY OIL CORP COM -1,631 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -4,447 Sold Out 0
PROCTER & GAMBLE CO COM -44 Sold Out 0
RANGE RES CORP COM -11,449 Sold Out 0
YPF SOCIEDAD ANONIMA SPON ADR CL D -1,103 Sold Out 0
YUM BRANDS INC COM -1,189 Sold Out 0