KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 03/31/2014

Position Statistics

Total Positions 72
New Positions 5
Increased Positions 15
Decreased Positions 20
Positions with Activity 35
Sold Out Positions 6
Total Mkt Value (in $ millions) 519

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.08%
Capital Goods 0.06%
Conglomerates 0%
Consumer Cyclical 0.24%
Consumer/Non-Cyclical 0.13%
Energy 70.27%
Financial 3.21%
Healthcare 19.55%
Services 1%
Technology 1.33%
Transportation 1.7%
Utilities

35 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIGAND PHARMACEUTICALS INC COM NEW 61,451 -2,104 (3.31) 1,249,766
ANADARKO PETE CORP COM 26,803 1,069 4.15 250,850
SCHLUMBERGER LTD COM 24,930 -1,084 (4.17) 230,000
WHITING PETE CORP NEW COM 23,892 -4,425 (15.63) 270,000
HALLIBURTON CO COM 23,457 -690 (2.86) 340,000
PIONEER NAT RES CO COM 22,146 4,429 25 100,000
CONCHO RES INC COM 21,120 -1,408 (6.25) 150,000
SOUTHWESTERN ENERGY CO COM 20,290 1,217 6.38 500,000
CIMAREX ENERGY CO COM 19,463 -1,390 (6.67) 140,000
HESS CORP COM 17,816 -3,959 (18.18) 180,000
CABOT OIL & GAS CORP COM 17,464 659 3.92 530,000
NOBLE ENERGY INC COM 15,625 -3,325 (17.54) 235,000
FMC TECHNOLOGIES INC COM 14,592 -608 (4) 240,000
BAKER HUGHES INC COM 14,442 2,751 23.53 210,000
CAMERON INTERNATIONAL CORP COM 14,182 3,546 33.33 200,000
HELMERICH & PAYNE INC COM 13,814 -3,188 (18.75) 130,000
SM ENERGY CO COM 12,566 -5,498 (30.44) 160,000
GULFPORT ENERGY CORP COM NEW 11,750 11,750 New 220,000
APPROACH RESOURCES INC COM 9,573 2,840 42.19 455,000
RANGE RES CORP COM 9,071 9,071 New 120,000