KNOTT DAVID M Information

485 UNDERHILL BLVD, SYOSSET, New York, 11791-3419,

Report Date: 12/31/2013

Position Statistics

Total Positions 74
New Positions 1
Increased Positions 12
Decreased Positions 34
Positions with Activity 46
Sold Out Positions 8
Total Mkt Value (in $ millions) 539

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.52%
Capital Goods 2.63%
Conglomerates 0.15%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 0.12%
Energy 64.01%
Financial 3.31%
Healthcare 22.85%
Services 1.08%
Technology 1.06%
Transportation 1.73%
Utilities

74 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LIGAND PHARMACEUTICALS INC COM NEW 81,302 New 1,292,566
PFIZER INC COM 34,994 -4,077 (10.44) 1,162,976
SCHLUMBERGER LTD COM 24,226 New 240,000
ANADARKO PETE CORP COM 23,664 -11,741 (33.16) 240,850
WHITING PETE CORP NEW COM 23,661 -5,915 (20) 320,000
SOUTHWESTERN ENERGY CO COM 22,466 14,340 176.47 470,000
HALLIBURTON CO COM 21,175 1,815 9.38 350,000
CONCHO RES INC COM 21,115 -4,619 (17.95) 160,000
NOBLE ENERGY INC COM 20,777 -1,094 (5) 285,000
HESS CORP COM 19,039 1,731 10 220,000
CIMAREX ENERGY CO COM 17,850 -5,355 (23.08) 150,000
HELMERICH & PAYNE INC COM 17,528 -2,191 (11.11) 160,000
CABOT OIL & GAS CORP COM 17,366 4,427 34.21 510,000
SM ENERGY CO COM 17,236 -2,248 (11.54) 230,000
PIONEER NAT RES CO COM 16,025 -6,009 (27.27) 80,000
CANADIAN NAT RES LTD COM 15,598 -880 (5.34) 389,950
NATIONAL OILWELL VARCO INC COM 13,819 3,252 30.77 170,000
FMC TECHNOLOGIES INC COM 13,658 New 250,000
BAKER HUGHES INC COM 11,273 1,326 13.33 170,000
CAMERON INTERNATIONAL CORP COM 9,467 -8,835 (48.28) 150,000