KLINGENSTEIN FIELDS & CO LLC Information

125 PARK AVENUE, NEW YORK, New York, 10017, (212) 492-7000

Report Date: 03/31/2013

Position Statistics:

Total Positions 337
New Positions 28
Increased Positions 139
Decreased Positions 117
Positions with Activity 256
Sold Out Positions 8
Total Mkt Value
(in $ millions)
2,972

Sector Weighting

Basic Materials 1.74%
Capital Goods 5.64%
Conglomerates
Consumer Cyclical 0.82%
Consumer/Non-Cyclical 10.77%
Energy 17.38%
Financial 20.52%
Healthcare 11.77%
Services 14.25%
Technology 11.72%
Transportation 4.68%
Utilities 0.34%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

337 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DISNEY WALT CO COM DISNEY 173,277 -8,569 (4.71) 2,645,861
BERKSHIRE HATHAWAY INC DEL CL B NEW 152,591 -743 (0.49) 1,376,801
PEPSICO INC COM 130,452 -5,265 (3.88) 1,579,707
PLAINS EXPL& PRODTN CO COM 100,609 -3,207 (3.09) 2,054,494
JOHNSON & JOHNSON COM 95,815 -840 (0.87) 1,103,608
EXXON MOBIL CORP COM 74,039 -215 (0.29) 808,906
PROCTER & GAMBLE CO COM 66,753 -2,589 (3.73) 815,255
AMERICAN EXPRESS CO COM 66,051 -1,620 (2.39) 877,524
COLGATE PALMOLIVE CO COM 62,468 -1,375 (2.15) 1,021,216
ROYAL DUTCH SHELL PLC SPONS ADR A 59,190 -3,484 (5.56) 878,192
GENERAL ELECTRIC CO COM 57,369 27 .05 2,438,125
INTERNATIONAL BUSINESS MACHS COM 57,201 2,770 5.09 278,054
SCHLUMBERGER LTD COM 51,297 2,689 5.53 687,070
UNION PAC CORP COM 50,268 -1,795 (3.45) 320,566
EMERSON ELEC CO COM 44,400 1,375 3.20 779,775
HONEYWELL INTL INC COM 39,003 13 .03 491,907
CHEVRON CORP NEW COM 37,812 314 .84 301,409
UNITED TECHNOLOGIES CORP COM 37,233 -674 (1.78) 391,760
VARIAN MED SYS INC COM 37,192 -335 (0.89) 552,145
3M CO COM 37,034 -647 (1.72) 335,852

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