KINGDOM RIDGE CAPITAL, LLC Information

81 MAIN STREET, WHITE PLAINS, New York, 10601, (914) 517-8654

Report Date: 12/31/2013

Position Statistics

Total Positions 26
New Positions 5
Increased Positions 10
Decreased Positions 14
Positions with Activity 24
Sold Out Positions 11
Total Mkt Value (in $ millions) 177

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare
Services 2.94%
Technology 97.06%
Transportation
Utilities

26 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALCATEL-LUCENT SPONSORED ADR -2,005 Sold Out 0
BROADSOFT INC COM -3,074 Sold Out 0
CIENA CORP COM NEW -4,112 Sold Out 0
COHERENT INC COM -637 Sold Out 0
F5 NETWORKS INC COM -15,417 Sold Out 0
GARMIN LTD SHS -3,928 Sold Out 0
INTERSIL CORP CL A -1,239 Sold Out 0
JDS UNIPHASE CORP COM PAR $0.001 -2,734 Sold Out 0
MARVELL TECHNOLOGY GROUP LTD ORD -4,564 Sold Out 0
MICROSTRATEGY INC CL A NEW -5,682 Sold Out 0
VIEWTRAN GROUP INC USD ORD SHS -3,326 Sold Out 0
INVENSENSE INC COM 1,101 1,101 New 50,000
AVAGO TECHNOLOGIES LTD SHS 6,460 6,460 New 100,000
RUCKUS WIRELESS INC COM 1,056 New 100,000
SPANSION INC COM CL A NEW 1,836 1,836 New 100,000
MONOLITHIC PWR SYS INC COM 7,091 7 .11 191,400
ARUBA NETWORKS INC COM 4,138 4,138 New 200,000
FINISAR CORP COM NEW 5,612 -37,881 (87.1) 200,000
LOGMEIN INC COM 8,192 2,048 33.33 200,000
MAXLINEAR INC CL A 1,776 -1,776 (50) 200,000