KINGDOM RIDGE CAPITAL, LLC Information

81 MAIN STREET, WHITE PLAINS, New York, 10601, (914) 517-8654

Report Date: 12/31/2013

Position Statistics

Total Positions 26
New Positions 5
Increased Positions 10
Decreased Positions 14
Positions with Activity 24
Sold Out Positions 11
Total Mkt Value (in $ millions) 167

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare
Services 2.87%
Technology 97.13%
Transportation
Utilities

26 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
FINISAR CORP COM NEW 5,034 -33,980 (87.1) 200,000
F5 NETWORKS INC COM -14,679 Sold Out 0
MICROSTRATEGY INC CL A NEW -5,329 Sold Out 0
MARVELL TECHNOLOGY GROUP LTD ORD -4,313 Sold Out 0
CIENA CORP COM NEW -3,882 Sold Out 0
GARMIN LTD SHS -3,840 Sold Out 0
VIEWTRAN GROUP INC USD ORD SHS -3,267 Sold Out 0
BROADSOFT INC COM -3,058 Sold Out 0
JDS UNIPHASE CORP COM PAR $0.001 -2,582 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR -1,885 Sold Out 0
MAXLINEAR INC CL A 1,800 -1,800 (50) 200,000
INTERSIL CORP CL A -1,214 Sold Out 0
COHERENT INC COM -631 Sold Out 0
RUDOLPH TECHNOLOGIES INC COM 3,252 -446 (12.06) 310,000
APPLIED MICRO CIRCUITS CORP COM NEW 65,975 New 7,250,000
RUCKUS WIRELESS INC COM 1,011 New 100,000
MONOLITHIC PWR SYS INC COM 6,726 7 .11 191,400
ALLOT COMMUNICATIONS LTD SHS 8,442 240 2.93 700,000
INVENSENSE INC COM 1,030 1,030 New 50,000
SPANSION INC COM CL A NEW 1,716 1,716 New 100,000