KINGDOM RIDGE CAPITAL, LLC Information

81 MAIN STREET, WHITE PLAINS, New York, 10601, (914) 517-8654

Report Date: 03/31/2014

Position Statistics

Total Positions 17
New Positions 2
Increased Positions 4
Decreased Positions 12
Positions with Activity 16
Sold Out Positions 6
Total Mkt Value (in $ millions) 128

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare
Services 0%
Technology 100%
Transportation
Utilities

6 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARUBA NETWORKS INC COM -3,664 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -7,051 Sold Out 0
FINISAR CORP COM NEW -3,998 Sold Out 0
INVENSENSE INC COM -1,147 Sold Out 0
RUCKUS WIRELESS INC COM -1,296 Sold Out 0
SPANSION INC COM CL A NEW -2,040 Sold Out 0