KINGDOM RIDGE CAPITAL, LLC Information

81 MAIN STREET, WHITE PLAINS, New York, 10601, (914) 517-8654

Report Date: 12/31/2013

Position Statistics

Total Positions 26
New Positions 5
Increased Positions 10
Decreased Positions 14
Positions with Activity 24
Sold Out Positions 11
Total Mkt Value (in $ millions) 173

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare
Services 3.03%
Technology 96.97%
Transportation
Utilities

14 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FINISAR CORP COM NEW 5,569 -37,591 (87.1) 200,000
RUDOLPH TECHNOLOGIES INC COM 3,329 -456 (12.06) 310,000
MAXLINEAR INC CL A 1,780 -1,780 (50) 200,000
ALCATEL-LUCENT SPONSORED ADR -1,925 Sold Out 0
BROADSOFT INC COM -3,078 Sold Out 0
CIENA CORP COM NEW -3,976 Sold Out 0
COHERENT INC COM -646 Sold Out 0
F5 NETWORKS INC COM -15,447 Sold Out 0
GARMIN LTD SHS -3,932 Sold Out 0
INTERSIL CORP CL A -1,219 Sold Out 0
JDS UNIPHASE CORP COM PAR $0.001 -2,686 Sold Out 0
MARVELL TECHNOLOGY GROUP LTD ORD -4,507 Sold Out 0
MICROSTRATEGY INC CL A NEW -5,539 Sold Out 0
VIEWTRAN GROUP INC USD ORD SHS -2,974 Sold Out 0