KENNEDY CAPITAL MANAGEMENT, INC. Information

10829 OLIVE BLVD, ST LOUIS, Missouri, 63141, (314) 432-0897

Report Date: 12/31/2013

Position Statistics

Total Positions 831
New Positions 102
Increased Positions 376
Decreased Positions 450
Positions with Activity 826
Sold Out Positions 97
Total Mkt Value (in $ millions) 5,447

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.8%
Capital Goods 7.61%
Conglomerates 0.34%
Consumer Cyclical 5.4%
Consumer/Non-Cyclical 2.37%
Energy 6.82%
Financial 16.29%
Healthcare 7.96%
Services 18.43%
Technology 18.87%
Transportation 2.46%
Utilities 3.81%

376 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DANA HLDG CORP COM 39,330 4,393 12.57 1,698,917
COMSTOCK RES INC COM NEW 37,962 3,741 10.93 1,367,492
PINNACLE ENTMT INC COM 35,393 11,380 47.39 1,486,490
ALERE INC COM 31,778 1,864 6.23 876,147
CLOUD PEAK ENERGY INC COM 31,661 14,182 81.14 1,490,624
UNITED RENTALS INC COM 31,396 1,027 3.38 332,378
GLIMCHER RLTY TR SH BEN INT 30,206 10,159 50.67 3,020,631
MICROSEMI CORP COM 26,607 15,825 146.76 1,056,666
TETRA TECH INC NEW COM 25,792 1,299 5.30 909,459
NEENAH PAPER INC COM 25,307 99 .39 495,926
TRONOX LTD SHS CL A 24,190 13,818 133.22 942,364
NORTHFIELD BANCORP INC DEL COM 23,908 22 .09 1,863,449
LSB INDS INC COM 23,879 2,277 10.54 625,105
AMTRUST FINL SVCS INC COM 23,601 11,532 95.56 632,900
RF MICRODEVICES INC COM 21,399 4,219 24.56 2,691,727
INVENSENSE INC COM 21,023 4,716 28.92 955,163
UNIVERSAL FST PRODS INC COM 20,920 952 4.77 397,652
GENERAC HLDGS INC COM 20,809 143 .69 354,193
HEALTHSOUTH CORP COM NEW 20,120 140 .70 574,189
SPECTRUM BRANDS HLDGS INC COM 19,908 140 .71 256,410