JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2015

Position Statistics

Total Positions 150
New Positions 6
Increased Positions 44
Decreased Positions 93
Positions with Activity 137
Sold Out Positions 8
Total Mkt Value (in $ millions) 503

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.65%
Capital Goods 11.46%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 3.56%
Energy 7.26%
Financial 10.08%
Healthcare 23.04%
Services 4.57%
Technology 24.58%
Transportation
Utilities 10.58%

150 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AVAGO TECHNOLOGIES LTD SHS -698 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW -204 Sold Out 0
ITT CORP NEW COM NEW -186 Sold Out 0
LABORATORY CORP AMER HLDGS COM NEW -127 Sold Out 0
MEDTRONIC PLC SHS -6,662 Sold Out 0
PRICELINE GRP INC COM NEW -1,868 Sold Out 0
TEREX CORP NEW COM -865 Sold Out 0
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS -327 Sold Out 0
AVALON RARE METALS INC COM 3 New 18,750
PENN WEST PETE LTD NEW COM 15 15 New 13,150
IPASS INC COM 16 New 14,800
ADVANCED MICRO DEVICES INC COM 16 New 10,000
ZIOPHARM ONCOLOGY INC COM 23 (1.13) 1,919
SUPERVALU INC COM 74 New 10,000
ENCANA CORP COM 76 76 New 10,194
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 103 -11 (9.52) 13,300
JDS UNIPHASE CORP COM PAR $0.001 139 New 12,500
CENOVUS ENERGY INC COM 169 -12 (6.59) 12,766
CONOCOPHILLIPS COM 186 New 3,667
KEY ENERGY SVCS INC COM 198 -19 (8.81) 170,700