JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2015

Position Statistics

Total Positions 149
New Positions 6
Increased Positions 37
Decreased Positions 104
Positions with Activity 141
Sold Out Positions 29
Total Mkt Value (in $ millions) 423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.46%
Capital Goods 9.96%
Conglomerates 0.06%
Consumer Cyclical 0.33%
Consumer/Non-Cyclical 4.39%
Energy 6.97%
Financial 6.83%
Healthcare 24.22%
Services 3.2%
Technology 26.84%
Transportation
Utilities 13.21%

149 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
AT&T INC COM -367 Sold Out 0
CANADIAN WESTN BK EDMONTON ALB COM -2,414 Sold Out 0
CENOVUS ENERGY INC COM -120 Sold Out 0
CHINA MOBILE LIMITED SPONSORED ADR -2,309 Sold Out 0
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP -2,027 Sold Out 0
COHU INC COM -1,236 Sold Out 0
COMMERCIAL METALS CO COM -2,163 Sold Out 0
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD -678 Sold Out 0
DOLBY LABORATORIES INC COM -1,866 Sold Out 0
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF -82 Sold Out 0
HOLOGIC INC COM -2,115 Sold Out 0
INTREXON CORP COM -425 Sold Out 0
IPASS INC COM -13 Sold Out 0
ISHARES ALL PERU CAP ETF -851 Sold Out 0
ISHARES MSCI BRZ CAP ETF -180 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -2,301 Sold Out 0
ISHARES TR CHINA LG-CAP ETF -764 Sold Out 0
ISHARES TR CHINA SM-CAP ETF -598 Sold Out 0
ITRON INC COM -3,198 Sold Out 0
KEY ENERGY SVCS INC COM -36 Sold Out 0