JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 44
Decreased Positions 101
Positions with Activity 145
Sold Out Positions 7
Total Mkt Value (in $ millions) 561

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.97%
Capital Goods 11.08%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 3.84%
Energy 9.49%
Financial 8.89%
Healthcare 23.53%
Services 4%
Technology 24.3%
Transportation
Utilities 10.3%

156 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ARCHER DANIELS MIDLAND CO COM -932 Sold Out 0
ASTEC INDS INC COM -1,570 Sold Out 0
ELLSWORTH FUND LTD COM -120 Sold Out 0
ENDO INTL PLC SHS -1,112 Sold Out 0
PENTAIR PLC SHS -264 Sold Out 0
SUN HYDRAULICS CORP COM -812 Sold Out 0
TEXAS INSTRS INC COM -1,759 Sold Out 0
REGENERON PHARMACEUTICALS COM 393 -31 (7.33) 1,265
GOOGLE INC CL A 1,203 -895 (42.66) 2,062
GOOGLE INC CL C 1,188 -884 (42.66) 2,062
CONOCOPHILLIPS COM 323 New 3,767
QUEST DIAGNOSTICS INC COM 249 249 New 4,200
VERISIGN INC COM 213 -2 (1.15) 4,300
WELLS FARGO & CO NEW COM 225 -16 (6.51) 4,306
COVANCE INC COM 391 -8 (2.05) 4,580
TORTOISE ENERGY INFRSTRCTR CP COM 247 -19 (7.26) 5,107
VERIZON COMMUNICATIONS INC COM 259 -7 (2.52) 5,294
COMMUNITY BK SYS INC COM 213 1 .31 5,864
ITT CORP NEW COM NEW 312 -19 (5.7) 6,615
ROPER INDS INC NEW COM 1,025 -73 (6.62) 7,059