JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 6
Increased Positions 27
Decreased Positions 117
Positions with Activity 144
Sold Out Positions 10
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.64%
Capital Goods 11.39%
Conglomerates 0.49%
Consumer Cyclical
Consumer/Non-Cyclical 3.97%
Energy 6.75%
Financial 9.38%
Healthcare 23.56%
Services 4.12%
Technology 25.5%
Transportation
Utilities 11.15%

158 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLEGION PUB LTD CO ORD SHS -242 Sold Out 0
CALAVO GROWERS INC COM -1,178 Sold Out 0
CIENA CORP COM NEW -206 Sold Out 0
COMMUNITY BK SYS INC COM -224 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -2,278 Sold Out 0
FREEPORT-MCMORAN INC CL B -620 Sold Out 0
MKS INSTRUMENT INC COM -616 Sold Out 0
PENN WEST PETE LTD NEW COM -159 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -70 Sold Out 0
STERIS CORP COM -260 Sold Out 0
SIGMA ALDRICH CORP COM 3,374 -3,206 (48.72) 24,600
MICROSOFT CORP COM 6,761 -5,101 (43) 139,555
3M CO COM 5,757 -4,280 (42.64) 34,501
DRESSER-RAND GROUP INC COM 5,625 -3,998 (41.55) 69,199
SWISS HELVETIA FD INC COM 357 -175 (32.95) 31,650
WATTS WATER TECHNOLOGIES INC CL A 1,595 -642 (28.7) 25,025
AMGEN INC COM 7,443 -2,615 (26) 47,248
NOVARTIS A G SPONSORED ADR 5,880 -1,602 (21.41) 63,059
TALISMAN ENERGY INC COM 594 -105 (14.99) 75,710
INTEL CORP COM 16,412 -2,769 (14.44) 438,477