JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 527

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 12.08%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4.19%
Energy 8.21%
Financial 9.28%
Healthcare 23.45%
Services 4.05%
Technology 24.05%
Transportation
Utilities 10.31%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
GOOGLE INC CL C -1,086 Sold Out 0
HALLIBURTON CO COM -668 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0
STERIS CORP COM 224 -4,517 (95.28) 3,950
FREEPORT-MCMORAN INC CL B 854 -2,079 (70.87) 27,125
EXELON CORP COM 2,540 -4,875 (65.74) 72,575
ALLEGION PUB LTD CO ORD SHS 210 -147 (41.14) 4,348
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 537 -341 (38.83) 30,250
ANALOG DEVICES INC COM 3,498 -1,910 (35.32) 74,876
MKS INSTRUMENT INC COM 555 -181 (24.6) 16,550
MDU RES GROUP INC COM 3,705 -1,025 (21.67) 135,700
CHINA MOBILE LIMITED SPONSORED ADR 2,860 -661 (18.78) 48,650
ITT CORP NEW COM NEW 231 -51 (18.14) 5,415
TALISMAN ENERGY INC COM 613 -136 (18.11) 89,060
CHEMUNG FINL CORP COM 520 -115 (18.09) 18,546
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 1,034 -202 (16.35) 77,895
CALAVO GROWERS INC COM 1,151 -199 (14.74) 24,750
SUNCOR ENERGY INC NEW COM 390 -60 (13.32) 11,262
SWISS HELVETIA FD INC COM 611 -88 (12.59) 47,200
CENOVUS ENERGY INC COM 421 -60 (12.4) 17,666