JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 156
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 546

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.52%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 3.93%
Energy 9.18%
Financial 9.46%
Healthcare 22.85%
Services 4.03%
Technology 24.78%
Transportation
Utilities 9.97%

156 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
GOOGLE INC CL C -1,218 Sold Out 0
HALLIBURTON CO COM -872 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0
STERIS CORP COM 208 -4,200 (95.28) 3,950
FREEPORT-MCMORAN INC CL B 1,032 -2,512 (70.87) 27,125
EXELON CORP COM 2,319 -4,450 (65.74) 72,575
ALLEGION PUB LTD CO ORD SHS 233 -163 (41.14) 4,348
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 580 -368 (38.83) 30,250
ANALOG DEVICES INC COM 3,785 -2,067 (35.32) 74,876
MKS INSTRUMENT INC COM 530 -173 (24.6) 16,550
MDU RES GROUP INC COM 4,498 -1,245 (21.67) 135,700
CHINA MOBILE LIMITED SPONSORED ADR 2,672 -618 (18.78) 48,650
ITT CORP NEW COM NEW 259 -57 (18.14) 5,415
TALISMAN ENERGY INC COM 965 -214 (18.11) 89,060
CHEMUNG FINL CORP COM 521 -115 (18.09) 18,546
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 1,352 -264 (16.35) 77,895
CALAVO GROWERS INC COM 854 -148 (14.74) 24,750
SUNCOR ENERGY INC NEW COM 472 -73 (13.32) 11,262
SWISS HELVETIA FD INC COM 671 -97 (12.59) 47,200
CENOVUS ENERGY INC COM 535 -76 (12.4) 17,666