JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2016

Position Statistics

Total Positions 126
New Positions 9
Increased Positions 38
Decreased Positions 80
Positions with Activity 118
Sold Out Positions 6
Total Mkt Value (in $ millions) 495

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 7.93%
Basic Materials 1.58%
Industrials 21.37%
Consumer Cyclicals 1.84%
Consumer Non-Cyclicals 4.37%
Financials 9.24%
Healthcare 22.88%
Technology 19.54%
Telecommunication Services 2.27%
Utilities 8.98%

126 Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
OTTER TAIL CORP COM 1,502 -5,843 (79.55) 39,800
ARCHER DANIELS MIDLAND CO COM 1,502 -3,986 (72.64) 33,600
BCE INC COM NEW 6,068 -2,818 (31.72) 135,227
GRANITE CONSTR INC COM 13,144 -2,608 (16.56) 246,102
DUKE ENERGY CORP NEW COM NEW 6,867 -2,532 (26.94) 87,631
DOUGLAS DYNAMICS INC COM 1,610 -2,238 (58.16) 47,771
SCANA CORP NEW COM -2,201 Sold Out 0
GLAXOSMITHKLINE PLC SPONSORED ADR 5,029 -2,106 (29.51) 121,648
AECOM COM 619 -2,080 (77.06) 16,400
BROOKS AUTOMATION INC COM 11,876 -1,525 (11.38) 554,674
EMERSON ELEC CO COM 18,941 -1,466 (7.18) 306,050
EXXON MOBIL CORP COM 14,772 -1,096 (6.91) 180,670
SUN HYDRAULICS CORP COM 3,563 -958 (21.2) 94,425
DST SYS INC DEL COM 597 -939 (61.13) 5,150
ISHARES INC MSCI SINGPOR ETF 3,211 -825 (20.44) 145,936
SIGNATURE BK NEW YORK N Y COM 1,912 -629 (24.77) 12,000
LINDSAY CORP COM 12,479 -627 (4.79) 159,132
SHIRE PLC SPONSORED ADR 670 -617 (47.93) 3,702
PFIZER INC COM 15,443 -566 (3.54) 459,344
SCHLUMBERGER LTD COM 14,123 -527 (3.6) 175,112