JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

155 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
BRISTOL MYERS SQUIBB CO COM 12,054 -2,895 (19.37) 243,722
ARCHER DANIELS MIDLAND CO COM 910 -2,193 (70.68) 20,200
ELLSWORTH FUND LTD COM 114 -2,099 (94.86) 13,500
POWERSHARES ETF TRUST GOLDEN DRG CHINA -1,647 Sold Out 0
DARLING INTL INC COM -1,620 Sold Out 0
SCHLUMBERGER LTD COM 13,162 -1,508 (10.28) 131,734
ISHARES ALL PERU CAP ETF 2,276 -1,102 (32.61) 68,300
GREAT PLAINS ENERGY INC COM 10,715 -952 (8.16) 402,200
ABERDEEN AUSTRALIA EQTY FD INC COM 2,155 -705 (24.66) 237,911
MONSANTO CO NEW COM 2,574 -700 (21.39) 22,785
CORNING INC COM 27,013 -696 (2.51) 1,283,908
ISHARES MSCI BRZ CAP ETF 2,751 -686 (19.95) 57,925
PALL CORP COM 12,993 -634 (4.66) 150,611
WISDOMTREE TR BRAZILN RL FD -611 Sold Out 0
ENCANA CORP COM 4,663 -586 (11.16) 199,350
PFIZER INC COM 10,283 -412 (3.86) 339,926
EXELON CORP COM 8,160 -386 (4.52) 226,300
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 1,559 -379 (19.58) 94,695
HONEYWELL INTL INC COM 9,306 -317 (3.29) 99,959
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 575 -308 (34.86) 16,350