JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 547

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.52%
Capital Goods 11.76%
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical 4.12%
Energy 8.46%
Financial 9.3%
Healthcare 23.67%
Services 4.05%
Technology 24.78%
Transportation
Utilities 9.71%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGION PUB LTD CO ORD SHS 217 -152 (41.14) 4,348
TORTOISE ENERGY INFRSTRCTR CP COM 214 -28 (11.75) 4,507
COMMUNITY BK SYS INC COM 205 New 5,864
CIENA CORP COM NEW 196 -3 (1.42) 10,400
JDS UNIPHASE CORP COM PAR $0.001 167 New 12,500
SUPERVALU INC COM 95 New 10,000
POWERSHARES ETF TRUST WNDRHLL CLN EN 67 New 10,000
OCLARO INC COM NEW 61 New 36,975
ADVANCED MICRO DEVICES INC COM 38 New 10,000
ARCH COAL INC COM 30 New 11,500
IPASS INC COM 29 New 16,800
AVALON RARE METALS INC COM 7 New 18,750
GOOGLE INC CL C -1,229 Sold Out 0
HALLIBURTON CO COM -798 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0