JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

155 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKET VECTORS ETF TR VIETNAM ETF 582 58 11.07 28,100
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 575 -308 (34.86) 16,350
SUNCOR ENERGY INC NEW COM 573 -54 (8.68) 15,612
ALLEGION PUB LTD CO ORD SHS 554 -21 (3.58) 11,043
COVANCE INC COM 453 12 2.61 4,676
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 429 138 47.50 29,500
REGENERON PHARMACEUTICALS COM 405 -59 (12.78) 1,365
AT&T INC COM 384 -13 (3.18) 10,662
CHESAPEAKE ENERGY CORP COM 315 -6 (1.76) 11,167
ITT CORP NEW COM NEW 307 -25 (7.58) 7,015
PENTAIR LTD SHS 296 -140 (32.06) 3,725
CONOCOPHILLIPS COM 282 New 3,767
VERIZON COMMUNICATIONS INC COM 259 -43 (14.22) 5,431
TORTOISE ENERGY INFRSTRCTR CP COM 254 -41 (14.05) 5,507
WELLS FARGO & CO NEW COM 225 225 New 4,606
COMMUNITY BK SYS INC COM 225 225 New 5,846
VERISIGN INC COM 220 -25 (10.31) 4,350
CIENA CORP COM NEW 220 -44 (16.6) 11,050
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW 137 -40 (22.72) 16,500
OCLARO INC COM NEW 131 New 40,975