JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 524

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 11.29%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.24%
Energy 6.59%
Financial 9.02%
Healthcare 23.89%
Services 4.74%
Technology 25.02%
Transportation
Utilities 12.01%

159 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AT&T INC COM 331 -11 (3.16) 10,045
SWISS HELVETIA FD INC COM 327 -27 (7.58) 29,250
WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 325 -4 (1.24) 7,972
KEY ENERGY SVCS INC COM 314 314 New 187,200
QUEST DIAGNOSTICS INC COM 284 New 3,990
VERIZON COMMUNICATIONS INC COM 280 26 10.41 6,066
VANGUARD BD INDEX FD INC SHORT TRM BOND 279 -330 (54.23) 3,460
JPMORGAN CHASE & CO COM 261 -1,679 (86.57) 4,682
CENOVUS ENERGY INC COM 246 -50 (16.75) 13,666
SUNCOR ENERGY INC NEW COM 244 -65 (20.97) 8,441
VERISIGN INC COM 235 New 4,300
CONOCOPHILLIPS COM 230 New 3,667
POWERSHARES ETF TRUST WNDRHLL CLN EN 220 171 347 44,700
BERKSHIRE HATHAWAY INC DEL CL B NEW 212 New 1,450
COMMUNITY BK SYS INC COM 201 201 New 5,864
SPDR SERIES TRUST BRC CNV SECS ETF 201 201 New 4,300
ITT CORP NEW COM NEW 186 (0.1) 5,120
JDS UNIPHASE CORP COM PAR $0.001 166 New 12,500
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF 151 -553 (78.6) 14,700
SUPERVALU INC COM 101 New 10,000