JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

155 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TETRA TECH INC NEW COM 985 -52 (5.05) 34,781
ROPER INDS INC NEW COM 985 -26 (2.58) 7,559
TE CONNECTIVITY LTD REG SHS 977 -55 (5.33) 16,000
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF 958 -68 (6.63) 56,650
ENDO INTL PLC SHS 947 -69 (6.76) 16,540
ARCHER DANIELS MIDLAND CO COM 910 -2,193 (70.68) 20,200
ISHARES TR CHINA SM-CAP ETF 856 -37 (4.12) 18,600
PENN WEST PETE LTD NEW COM 836 305 57.37 89,305
SUN HYDRAULICS CORP COM 835 -8 (0.98) 20,238
HARDINGE INC COM 820 88 12.07 59,406
PEPSICO INC COM 792 152 23.74 9,253
SWISS HELVETIA FD INC COM 781 -52 (6.25) 55,550
HALLIBURTON CO COM 743 -18 (2.4) 12,200
MOSAIC CO NEW COM 726 -5 (0.67) 14,900
SPDR INDEX SHS FDS S&P CHINA ETF 688 -44 (6) 9,400
GSV CAP CORP COM 684 13 1.88 70,600
CHEMUNG FINL CORP COM 674 New 24,142
MKS INSTRUMENT INC COM 654 -26 (3.77) 22,950
CENOVUS ENERGY INC COM 610 -6 (0.95) 20,866
VANGUARD BD INDEX FD INC SHORT TRM BOND 595 11 1.85 7,435