JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 529

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 11.4%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.24%
Energy 6.65%
Financial 9.12%
Healthcare 24.15%
Services 4.86%
Technology 25.43%
Transportation
Utilities 10.74%

159 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TE CONNECTIVITY LTD REG SHS 951 -29 (2.97) 13,075
APPLE INC COM 940 -4,154 (81.55) 7,310
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 903 -44 (4.61) 82,800
ISHARES TR CHINA SM-CAP ETF 833 5 .54 18,500
BANK N S HALIFAX COM 784 -42 (5.08) 14,950
AEGION CORP COM 750 -390 (34.22) 41,115
AVAGO TECHNOLOGIES LTD SHS 725 725 New 5,600
SPDR INDEX SHS FDS S&P CHINA ETF 699 -16 (2.25) 8,700
MOSAIC CO NEW COM 670 -36 (5.15) 12,900
CHEMUNG FINL CORP COM 590 66 12.61 20,546
QIHOO 360 TECHNOLOGY CO LTD ADS 590 590 New 12,800
INTREXON CORP COM 576 New 11,964
ENTEGRIS INC COM 561 561 New 42,200
MARKET VECTORS ETF TR VIETNAM ETF 530 -8 (1.41) 28,000
REGENERON PHARMACEUTICALS COM 517 -6 (1.11) 1,251
LUXFER HLDGS PLC SPONSORED ADR 452 -1,059 (70.11) 34,185
COMMERCIAL METALS CO COM 434 -693 (61.48) 29,100
KEY ENERGY SVCS INC COM 374 374 New 187,200
INPHI CORP COM 348 348 New 18,300
AT&T INC COM 342 -11 (3.16) 10,045