JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 527

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.41%
Capital Goods 11.27%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.09%
Energy 6.9%
Financial 9.62%
Healthcare 24.08%
Services 4.87%
Technology 24.78%
Transportation
Utilities 10.88%

159 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FREEPORT-MCMORAN INC CL B 1,531 1,531 New 74,075
SPDR SERIES TRUST S&P REGL BKG 1,525 1,525 New 37,200
ISHARES ALL PERU CAP ETF 1,480 -272 (15.52) 50,090
STRYKER CORP COM 1,452 -14 (0.95) 15,700
ISHARES TR CHINA LG-CAP ETF 1,432 -248 (14.74) 28,630
XEROX CORP COM 1,333 -6 (0.48) 103,400
EMCOR GROUP INC COM 1,327 -60 (4.32) 28,800
WATTS WATER TECHNOLOGIES INC CL A 1,313 -49 (3.6) 24,125
AMERICAN CAP LTD COM 1,308 176 15.59 86,021
COHU INC COM 1,246 78 6.64 117,252
HARDINGE INC COM 1,244 -81 (6.14) 108,741
SYNGENTA AG SPONSORED ADR 1,223 3 .28 17,800
BAXTER INTL INC COM 1,200 -59 (4.72) 17,162
TEREX CORP NEW COM 1,140 -611 (34.89) 41,800
NXP SEMICONDUCTORS N V COM 1,117 1,117 New 11,200
GOOGLE INC CL A 1,076 -20 (1.85) 2,019
ELMIRA SVGS BK ELMIRA N Y COM 1,075 -24 (2.19) 53,362
ISHARES TR CHINA SM-CAP ETF 1,063 6 .54 18,500
PEPSICO INC COM 1,063 14 1.31 11,096
NORTHWESTERN CORP COM NEW 1,050 -37 (3.37) 20,050