JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 527

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.8%
Capital Goods 12.08%
Conglomerates 0.48%
Consumer Cyclical
Consumer/Non-Cyclical 4.19%
Energy 8.21%
Financial 9.28%
Healthcare 23.45%
Services 4.05%
Technology 24.05%
Transportation
Utilities 10.31%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZIMMER HLDGS INC COM 1,662 -106 (6.02) 16,399
COVIDIEN PLC SHS 1,557 -152 (8.88) 17,450
VALE S A ADR 1,479 -40 (2.62) 137,575
ABERDEEN AUSTRALIA EQTY FD INC COM 1,478 -170 (10.31) 188,771
ISHARES TR CHINA LG-CAP ETF 1,438 -165 (10.3) 37,430
XEROX CORP COM 1,419 4 .28 107,500
TEREX CORP NEW COM 1,402 1,402 New 48,600
ALTERA CORP COM 1,375 1,375 New 40,800
STRYKER CORP COM 1,312 -2 (0.13) 15,970
ELMIRA SVGS BK ELMIRA N Y COM 1,306 -22 (1.67) 59,355
AEGION CORP COM 1,292 -109 (7.78) 72,350
AMERICAN SOFTWARE INC CL A 1,275 -62 (4.66) 141,073
BAXTER INTL INC COM 1,271 -45 (3.39) 18,512
EMCOR GROUP INC COM 1,266 -13 (0.98) 30,300
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 1,206 -12 (0.96) 92,800
NORTHWESTERN CORP COM NEW 1,170 -10 (0.85) 23,250
CALAVO GROWERS INC COM 1,151 -199 (14.74) 24,750
SYNGENTA AG SPONSORED ADR 1,143 -39 (3.26) 18,520
AMERICAN CAP LTD COM 1,140 -29 (2.5) 78,158
GOOGLE INC CL A 1,107 -3 (0.24) 2,057