JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 549

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.61%
Capital Goods 11.66%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.92%
Financial 9.55%
Healthcare 23.05%
Services 4.14%
Technology 24.55%
Transportation
Utilities 9.86%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST S&P BIOTECH 2,576 2,576 New 15,882
LANDEC CORP COM 2,469 -89 (3.48) 188,350
LACLEDE GROUP INC COM 2,466 -74 (2.9) 50,300
XYLEM INC COM 2,432 -63 (2.52) 64,970
ARGAN INC COM 2,409 -268 (10.01) 60,217
MONSANTO CO NEW COM 2,381 -99 (3.98) 20,535
EXELON CORP COM 2,378 -4,564 (65.74) 72,575
ISHARES ALL PERU CAP ETF 2,321 15 .63 63,960
ISHARES MSCI AUST ETF 2,313 -16 (0.7) 85,300
JPMORGAN CHASE & CO COM 2,202 -94 (4.09) 36,949
ISHARES MSCI CDA ETF 2,160 -36 (1.65) 65,760
WATTS WATER TECHNOLOGIES INC CL A 2,155 -84 (3.74) 35,100
ABBOTT LABS COM 2,151 -11 (0.49) 50,497
NEOGEN CORP COM 2,117 132 6.66 50,473
MENTOR GRAPHICS CORP COM 2,105 -13 (0.61) 97,600
LUXFER HLDGS PLC SPONSORED ADR 2,060 70 3.50 109,300
VALE S A ADR 1,882 -51 (2.62) 137,575
TRANSCANADA CORP COM 1,860 5 .29 34,520
ST JUDE MED INC COM 1,840 -58 (3.08) 28,349
CLAYMORE EXCHANGE TRD FD TR 2 GUGG S&P GBL WTR 1,837 -139 (7.01) 62,970