JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 551

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 11.69%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.86%
Financial 9.48%
Healthcare 23.04%
Services 4.12%
Technology 24.62%
Transportation
Utilities 9.93%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 3,889 -50 (1.27) 46,797
ISHARES TR MSCI EMG MKT ETF 3,848 36 .95 85,400
ANALOG DEVICES INC COM 3,828 -2,090 (35.32) 74,876
INGERSOLL-RAND PLC SHS 3,806 1,208 46.51 63,220
FLOWSERVE CORP COM 3,724 -203 (5.16) 49,065
ITRON INC COM 3,679 -95 (2.52) 87,150
E M C CORP MASS COM 3,624 862 31.22 122,720
TOMPKINS FINANCIAL CORPORATION COM 3,542 -206 (5.5) 77,350
DISNEY WALT CO COM DISNEY 3,449 -27 (0.78) 38,377
DENTSPLY INTL INC NEW COM 3,336 -160 (4.57) 69,920
THE ADT CORPORATION COM 3,331 339 11.34 90,362
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP 3,316 -143 (4.12) 116,269
DOLBY LABORATORIES INC COM 3,054 -272 (8.19) 65,570
CHINA MOBILE LIMITED SPONSORED ADR 3,030 -701 (18.78) 48,650
TYCO INTERNATIONAL LTD SHS 2,754 85 3.20 61,724
HOLOGIC INC COM 2,715 1,031 61.23 109,150
OGE ENERGY CORP COM 2,671 -11 (0.42) 71,200
ISHARES MSCI BRZ CAP ETF 2,644 -38 (1.4) 49,235
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 2,643 -98 (3.57) 135,050
SPDR SERIES TRUST S&P BIOTECH 2,572 2,572 New 15,882