JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

155 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 4,089 -86 (2.06) 50,007
TOMPKINS FINANCIAL CORPORATION COM 4,074 -72 (1.75) 84,450
DENTSPLY INTL INC NEW COM 3,482 -189 (5.16) 77,050
DISNEY WALT CO COM DISNEY 3,394 -80 (2.3) 42,427
CLAYMORE EXCHANGE-TRD FD TR 2 GUGG CHINA ALLCP 3,333 -13 (0.38) 131,519
DOLBY LABORATORIES INC COM 3,190 -121 (3.67) 74,850
APPLE INC COM 2,981 -50 (1.66) 5,678
CHINA MOBILE LIMITED SPONSORED ADR 2,980 678 29.47 63,550
ISHARES MSCI BRZ CAP ETF 2,751 -686 (19.95) 57,925
ITRON INC COM 2,738 1,598 140.13 76,600
APPLIED MATLS INC COM 2,722 4 .14 143,364
MONSANTO CO NEW COM 2,574 -700 (21.39) 22,785
FREEPORT-MCMORAN COPPER & GOLD COM 2,556 -36 (1.4) 77,425
GENERAL ELECTRIC CO COM 2,500 112 4.67 94,133
LACLEDE GROUP INC COM 2,493 -70 (2.74) 53,200
XYLEM INC COM 2,385 -67 (2.74) 67,550
JPMORGAN CHASE & CO COM 2,349 -13 (0.55) 42,532
TYCO INTERNATIONAL LTD SHS 2,285 293 14.74 54,111
ISHARES ALL PERU CAP ETF 2,276 -1,102 (32.61) 68,300
WATTS WATER TECHNOLOGIES INC CL A 2,201 -29 (1.31) 37,589