JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 542

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.56%
Capital Goods 11.58%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.1%
Energy 8.56%
Financial 9.42%
Healthcare 23.48%
Services 4.12%
Technology 24.8%
Transportation
Utilities 9.74%

155 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DRESSER-RAND GROUP INC COM 8,049 -20 (0.25) 118,385
CISCO SYS INC COM 7,943 -9 (0.12) 316,945
NOVARTIS A G SPONSORED ADR 7,557 -141 (1.84) 80,239
IDACORP INC COM 7,467 -118 (1.56) 136,015
BROOKS AUTOMATION INC COM 6,949 727 11.68 651,288
LINDSAY CORP COM 5,831 107 1.87 77,748
DUKE ENERGY CORP NEW COM NEW 5,820 -163 (2.73) 79,251
NEXTERA ENERGY INC COM 5,639 -151 (2.61) 59,873
ISHARES MSCI SINGAP ETF 5,341 -44 (0.82) 392,985
SIGMA ALDRICH CORP COM 4,910 -251 (4.86) 47,975
MEDTRONIC INC COM 4,877 -130 (2.6) 75,083
PORTLAND GEN ELEC CO COM NEW 4,775 -79 (1.64) 144,385
GENERAL ELECTRIC CO COM 4,603 -25 (0.53) 177,592
LILLY ELI & CO COM 4,549 -33 (0.71) 69,788
THERMO FISHER SCIENTIFIC INC COM 4,533 -110 (2.37) 37,050
APPLIED MATLS INC COM 4,210 -64 (1.5) 190,930
ENCANA CORP COM 4,196 -393 (8.57) 185,100
APPLE INC COM 4,004 -4 (0.11) 39,402
MDU RES GROUP INC COM 3,930 -1,087 (21.67) 135,700
PROCTER & GAMBLE CO COM 3,925 -50 (1.27) 46,797