JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 526

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.89%
Capital Goods 11.45%
Conglomerates 0.42%
Consumer Cyclical
Consumer/Non-Cyclical 3.79%
Energy 8.8%
Financial 8.67%
Healthcare 23.92%
Services 3.79%
Technology 23.76%
Transportation
Utilities 11.41%

7 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
DARLING INTL INC COM -1,614 Sold Out 0
EXIDE TECHNOLOGIES COM NEW -2 Sold Out 0
POWERSHARES ETF TRUST GOLDEN DRG CHINA -1,610 Sold Out 0
QUEST DIAGNOSTICS INC COM -213 Sold Out 0
SONUS NETWORKS INC COM -30 Sold Out 0
WISDOMTREE TR EMERG CUR STR FD -206 Sold Out 0
WISDOMTREE TR BRAZILN RL FD -618 Sold Out 0