JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 03/31/2013

Position Statistics:

Total Positions 149
New Positions 13
Increased Positions 60
Decreased Positions 80
Positions with Activity 140
Sold Out Positions 3
Total Mkt Value
(in $ millions)
497

Sector Weighting

Basic Materials 3.4%
Capital Goods 9.98%
Conglomerates 0.35%
Consumer Cyclical
Consumer/Non-Cyclical 5.58%
Energy 8.09%
Financial 10.01%
Healthcare 25.19%
Services 3.63%
Technology 21.8%
Transportation
Utilities 11.98%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

3 Sold Out Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS -1,121 Sold Out 0
SUNOPTA INC COM -1,507 Sold Out 0
WISDOMTREE TRUST CHINESE YUAN ETF -1,522 Sold Out 0

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