JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 537

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.88%
Capital Goods 11.5%
Conglomerates 0.43%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.92%
Financial 8.56%
Healthcare 23.85%
Services 3.76%
Technology 23.82%
Transportation
Utilities 11.34%

7 Sold Out Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR BRAZILN RL FD -611 Sold Out 0
DARLING INTL INC COM -1,620 Sold Out 0
QUEST DIAGNOSTICS INC COM -216 Sold Out 0
SONUS NETWORKS INC COM -31 Sold Out 0
EXIDE TECHNOLOGIES COM NEW -2 Sold Out 0
WISDOMTREE TR EMERG CUR STR FD -205 Sold Out 0
POWERSHARES ETF TRUST GOLDEN DRG CHINA -1,647 Sold Out 0