JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 149 |
| New Positions | 13 |
| Increased Positions | 60 |
| Decreased Positions | 80 |
| Positions with Activity | 140 |
| Sold Out Positions | 3 |
| Total Mkt Value (in $ millions) |
499 |
Sector Weighting
| Basic Materials | 3.38% |
| Capital Goods | 10.01% |
| Conglomerates | 0.34% |
| Consumer Cyclical | |
| Consumer/Non-Cyclical | 5.5% |
| Energy | 8.19% |
| Financial | 10.04% |
| Healthcare | 25.31% |
| Services | 3.63% |
| Technology | 21.72% |
| Transportation | |
| Utilities | 11.88% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
3 Sold Out Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) | Change in Value ($1,000s) | Change (%) |
Shares Held |
|---|---|---|---|---|---|
| CURRENCYSHARES CDN DLR TR | CDN DOLLAR SHS | -1,123 | Sold Out | 0 | |
| SUNOPTA INC | COM | -1,541 | Sold Out | 0 | |
| WISDOMTREE TRUST | CHINESE YUAN ETF | -1,527 | Sold Out | 0 |
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