JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2013

Position Statistics

Total Positions 155
New Positions 5
Increased Positions 44
Decreased Positions 102
Positions with Activity 146
Sold Out Positions 7
Total Mkt Value (in $ millions) 531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 11.38%
Conglomerates 0.42%
Consumer Cyclical
Consumer/Non-Cyclical 3.85%
Energy 8.86%
Financial 8.53%
Healthcare 23.94%
Services 3.75%
Technology 23.8%
Transportation
Utilities 11.5%

7 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
DARLING INTL INC COM -1,620 Sold Out 0
EXIDE TECHNOLOGIES COM NEW -2 Sold Out 0
POWERSHARES ETF TRUST GOLDEN DRG CHINA -1,606 Sold Out 0
QUEST DIAGNOSTICS INC COM -218 Sold Out 0
SONUS NETWORKS INC COM -31 Sold Out 0
WISDOMTREE TR EMERG CUR STR FD -204 Sold Out 0
WISDOMTREE TR BRAZILN RL FD -615 Sold Out 0