JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 12/31/2014

Position Statistics

Total Positions 159
New Positions 13
Increased Positions 49
Decreased Positions 100
Positions with Activity 149
Sold Out Positions 16
Total Mkt Value (in $ millions) 520

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.37%
Capital Goods 11.43%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical 3.12%
Energy 6.54%
Financial 9.21%
Healthcare 24.49%
Services 4.84%
Technology 25.04%
Transportation
Utilities 10.86%

16 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PROCTER & GAMBLE CO COM -3,707 Sold Out 0
SPDR SERIES TRUST S&P BIOTECH -3,391 Sold Out 0
TYCO INTL PLC SHS -2,597 Sold Out 0
ENCANA CORP COM -1,846 Sold Out 0
HEWLETT PACKARD CO COM -1,404 Sold Out 0
ABERDEEN AUSTRALIA EQTY FD INC COM -1,246 Sold Out 0
VALE S A ADR -905 Sold Out 0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -722 Sold Out 0
TALISMAN ENERGY INC COM -580 Sold Out 0
EGA EMERGING GLOBAL SHS TR EGS CHIN INF ETF -517 Sold Out 0
WELLS FARGO & CO NEW COM -233 Sold Out 0
GILEAD SCIENCES INC COM -214 Sold Out 0
TORTOISE ENERGY INFRSTRCTR CP COM -182 Sold Out 0
CHESAPEAKE ENERGY CORP COM -148 Sold Out 0
OCLARO INC COM NEW -64 Sold Out 0
ARCH COAL INC COM -12 Sold Out 0