JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 06/30/2014

Position Statistics

Total Positions 155
New Positions 7
Increased Positions 30
Decreased Positions 107
Positions with Activity 137
Sold Out Positions 3
Total Mkt Value (in $ millions) 551

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 11.69%
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical 4.03%
Energy 8.86%
Financial 9.48%
Healthcare 23.04%
Services 4.12%
Technology 24.62%
Transportation
Utilities 9.93%

3 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
GOOGLE INC CL C -1,179 Sold Out 0
HALLIBURTON CO COM -811 Sold Out 0
NET SERVICOS DE COMUNICACAO SA SPONSD ADR NEW -126 Sold Out 0