JOHN G ULLMAN & ASSOCIATES INC Information

51 EAST MARKET STREET, CORNING, New York, 14830, (607) 936-3785

Report Date: 09/30/2014

Position Statistics

Total Positions 158
New Positions 6
Increased Positions 27
Decreased Positions 117
Positions with Activity 144
Sold Out Positions 10
Total Mkt Value (in $ millions) 550

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.63%
Capital Goods 11.35%
Conglomerates 0.49%
Consumer Cyclical
Consumer/Non-Cyclical 3.95%
Energy 6.63%
Financial 9.39%
Healthcare 23.6%
Services 4.13%
Technology 25.45%
Transportation
Utilities 11.33%

10 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLEGION PUB LTD CO ORD SHS -242 Sold Out 0
CALAVO GROWERS INC COM -1,175 Sold Out 0
CIENA CORP COM NEW -206 Sold Out 0
COMMUNITY BK SYS INC COM -224 Sold Out 0
DIAMOND OFFSHORE DRILLING INC COM -2,229 Sold Out 0
FREEPORT-MCMORAN INC CL B -638 Sold Out 0
MKS INSTRUMENT INC COM -615 Sold Out 0
PENN WEST PETE LTD NEW COM -161 Sold Out 0
SEVENTY SEVEN ENERGY INC COM -70 Sold Out 0
STERIS CORP COM -263 Sold Out 0